← All cases

[2017] NSWCCA 252

MS v R

Order on each appeal: (1) Quash the appellant’s convictions. (2) Direct that the appellant be retried.

Catchwords

CRIMINAL PROCEDURE – unrepresented accused – whether appropriate for Crown Prosecutor to make a closing address – whether trial judge adequately explained aspects of the trial process to the appellant CRIMINAL PROCEDURE – evidence of child complainants in sexual offence proceedings – whether recording of complainant’s interview should have been tendered as an exhibit and given to the jury – consequences of failure to give warning required by s 306X of the Criminal Procedure Act 1986 (NSW) CRIMINAL PROCEDURE – evidence of complainants in sexual offence proceedings where accused unrepresented – consequences of failure to give warning required by s 294A(7) of the Criminal Procedure Act 1986 (NSW) – consequences of failure to give the appellant an opportunity to reformulate questions in cross-examination of complainant conducted by court appointed person CRIMINAL PROCEDURE – sexual offence proceedings – context evidence – jury not directed not to use context evidence to support tendency reasoning – real risk that jury might have used evidence for impermissible purpose – direction should have been given APPEALS – appeals against conviction – whether it was open to the court to conclude that the appellant did not receive fair trials by reason of the cumulative effect of irregularities at trial – convictions quashed and new trials ordered

Cases cited

  • BBH v The Queen (2012) 245 CLR 499;[2012] HCA 9
  • Dietrich v The Queen (1992) 177 CLR 292;[1992] HCA 57
  • Filippou v The Queen (2015) 256 CLR 47;[2015] HCA 29
  • Galvin v R (2006) 161 A Crim R 449;[2006] NSWCCA 66
  • Gately v The Queen (2007) 232 CLR 208;[2007] HCA 55
  • Hamod v State of New South Wales[2011] NSWCA 375
  • Hughes v The Queen[2017] HCA 20
  • JWM v The Queen (2014) 245 A Crim R 538;[2014] NSWCCA 248
  • MacPherson v The Queen (1981) 147 CLR 512;[1981] HCA 46
  • R v Anastasiou(1991) 21 NSWLR 394
  • R v ATM[2000] NSWCCA 475
  • R v E J Smith [1982] 2 NSWLR 608
  • R v NZ (2005) 63 NSWLR 628;[2005] NSWCCA 278
  • R v Zorad(1990) 19 NSWLR 91
  • Roach v R (2011) 242 CLR 610;[2011] HCA 12
  • The Queen v Ireland (1970) 126 CLR 321;[1970] HCA 21
  • TKWJ v R[2002] HCA 46; 212 CLR 124
  • Toalepai v The Queen[2009] NSWCCA 270
  • Wilson v The Queen (1970) 123 CLR 334;[1970] HCA 17

Legislation cited

  • Criminal Appeal Act 1912 (NSW) § 6
  • Criminal Appeal Rules § 4
  • Criminal Procedure Act 1986 (NSW) § 294A, 306X
  • Evidence Act 1995 (NSW)

Judgment

  1. [1]

    MACFARLAN JA: The appellant appeals against his convictions arising out of verdicts returned at two separate trials in the District Court concerning alleged sexual offences committed by the appellant in relation to his former partner’s daughters. The same judge presided at each trial, with jury verdicts at the first trial being delivered after the commencement of the second trial. The appellant was not represented at either trial, whilst the same counsel represented the Crown at each trial.

  2. [2]

    At the first trial, which involved the complainant referred to as LM, the jury returned verdicts of guilty on 5 of the 6 counts charged in the Indictment. The 5 offences of which the appellant was found guilty were: 1 count of indecent assault of a child under 10 years, 3 counts of indecent assault of a child under 16 years, and 1 count of sexual intercourse with a child under 10 years.

  3. [3]

    At the second trial, the jury found the appellant guilty of 2 of the 3 offences charged in the Indictment. These involved the complainant CM and comprised 2 offences of indecent assault of a child under 16 years.

  4. [4]

    The appellant was sentenced to an aggregate sentence in respect of all convictions of 8 years imprisonment with a non-parole period of 5 years.

  5. [5]

    In response to the appellant’s appeals, which allege a variety of irregularities in the conduct of the trials, the Crown concedes that the following irregularities occurred in the first trial:

    1. (1)

      The trial judge failed to adequately explain the appellant’s right to object to evidence and questions, and the nature of a closing address.

    2. (2)

      The mandatory warning required by s 306X of the Criminal Procedure Act 1986 (NSW) was not given to the jury in relation to the use of the complainant’s recorded interview as part of her evidence-in-chief.

    3. (3)

      The complainant’s recorded interview was tendered as an exhibit and the jury had unrestrained access to it for the purpose of its deliberations.

    4. (4)

      The mandatory warning required by s 294A(7) of the Criminal Procedure Act, relating to the use of a person appointed by the Court to ask the complainant questions formulated by the appellant, was not given to the jury.

    5. (5)

      The Crown led evidence of uncharged sexual misconduct of the appellant with the complainant LM, but the trial judge did not direct the jury as to the use that it could make of that evidence.

  6. [6]

    The Crown also conceded that irregularities of the nature of those referred to in (1), (2), (4) and (5) in the previous paragraph occurred at the second trial.

  7. [7]

    The appellant did not contend, nor did the Crown accept, that any one of these irregularities considered by itself would necessarily justify this Court quashing the convictions. Rather, the appellant contended that in aggregate the irregularities resulted in him not obtaining fair trials, with the consequence that miscarriages of justice occurred at both trials. The Crown conceded that it was open to this Court to accept that contention.

  8. [8]

    None of the irregularities to which the appellant pointed on appeal were the subject of objection by him at either trial. The appellant was unrepresented at both trials however, and it was his first experience of involvement in a criminal trial. Therefore, the Crown does not oppose this Court granting leave under r 4 of the Criminal Appeal Rules to allow the appellant to rely upon the irregularities on appeal. For the same reasons, the Court should grant that leave in relation to both appeals.

  9. [9]

    The Court heard the appeals on 8 September 2017. At the conclusion of the hearing, the Court allowed the appeals and ordered that the appellant’s convictions be quashed and new trials be ordered. These are my reasons for joining in the making of those orders.

The evidence and convictions at the trial

  1. [10]

    The complainant LM gave evidence that she was subjected to the following sexual and indecent assaults allegedly committed by the appellant, and of which the appellant was convicted:

    1. (1)

      Indecent assault and sexual intercourse in May 2002 when LM was aged 8. The appellant was acquitted of a separate charge of committing an act of indecency alleged to have occurred on the same occasion.

    2. (2)

      Indecent assault in October 2003 when LM was 8 or 9 years old.

    3. (3)

      Indecent assault in 2006 or 2007 when LM was 12 years old.

    4. (4)

      Indecent assault in early 2008 when LM was 14 years old.

  2. [11]

    The appellant gave evidence denying any misconduct.

Ground 6: the trial judge failed to consider the appropriateness of the Crown Prosecutor exercising her right to make a closing address

  1. [12]

    These grounds are dealt with together because they overlap to some extent.

  2. [13]

    At various stages of the trial, the trial judge explained to the appellant that:

    1. (1)

      The appellant would have the opportunity to ask questions of witnesses who gave evidence.

    2. (2)

      His Honour could not advise the appellant or conduct his case for him, rather his Honour’s role was to ensure that the appellant had a fair trial

    3. (3)

      If the appellant’s questioning was inappropriate his Honour would stop the appellant, but that otherwise the appellant would have the opportunity to test the evidence brought against him.

    4. (4)

      The appellant did not have a right to ask the complainant any questions, unless it was through another person (who would be a person from the court registry).

    5. (5)

      The appellant had a right to challenge prospective jurors.

    6. (6)

      The complainant would be giving evidence from the witness box but part of her evidence would be by way of a recorded interview.

    7. (7)

      If it was the appellant’s case that events giving rise to the charges on the Indictment did not occur, that proposition should be put to the complainant.

    8. (8)

      At the end of the Crown case the appellant had a choice whether or not to give evidence, but if he did give evidence, he could be cross-examined by the Crown.

  3. [14]

    It is a fundamental requirement of the criminal justice system that an accused person receive a fair trial. If that has not happened, and the person has been convicted, a substantial miscarriage of justice will have occurred (Filippou v The Queen (2015) 256 CLR 47; [2015] HCA 29 at [15]). In such circumstances, this Court’s power under s 6 of the Criminal Appeal Act 1912 (NSW) to quash the person’s convictions will be enlivened.

  4. [15]

    An accused person may appear personally at trial and conduct his or her case (ss 36 and 37 of the Criminal Procedure Act). However, a person who takes this course, either by choice or of necessity, faces significant disadvantages, as described by Mason CJ and McHugh J in Dietrich v The Queen (1992) 177 CLR 292 at 302; [1992] HCA 57:

  5. [16]

    In the same case, Deane J put the position as follows:

  6. [17]

    The Court attempts to reduce or eliminate these disadvantages to the extent that it is able to do so.

  7. [18]

    For example, in MacPherson v The Queen (1981) 147 CLR 512; [1981] HCA 46 the High Court held that where a real question had arisen concerning the voluntariness of the accused’s confessions, the trial judge should have advised the unrepresented accused of his right to seek a voir dire to determine whether the confessions had been made voluntarily. Gibbs CJ and Wilson J stated that, where an accused is unrepresented, a trial judge’s obligation is to give the accused “such information as is necessary to enable him to have a fair trial” (at 524).

  8. [19]

    Mason J described the trial judge’s obligations as follows (at 534):

  9. [20]

    Brennan J spoke in similar terms (at 547):

  10. [21]

    In R v Zorad (1990) 19 NSWLR 91 a “question” asked by an accused of a police officer giving evidence was expressed as the proposition “[y]ou are a liar”. The Court of Criminal Appeal said (at 99):

  11. [22]

    This decision was applied in R v Anastasiou (1991) 21 NSWLR 394 where the Court of Criminal Appeal held that the trial judge should have given an unrepresented accused advice that in address he would not be permitted to put to the jury matters that he had suggested to police officers in cross-examination were true, but which the police officers had denied, unless the accused gave evidence or made an unsworn statement to that effect. The Court held that in the circumstances of the case before it, such advice was necessary to enable the accused to make an effective choice as to his rights. For this reason, it found that the accused had not received a fair trial and that his convictions should be quashed (see also Hamod v State of New South Wales [2011] NSWCA 375 at [309]-[316]).

  12. [23]

    It is not appropriate to attempt to identify the ambit of the advice that should be given in every case where an accused is unrepresented. As the authorities to which I have referred emphasise, the advice required will depend upon the circumstances of the case. Nevertheless, the Criminal Trial Courts Bench Book published by the Judicial Commission of New South Wales identifies at [1-820] and [1-830] the general advice that it will ordinarily be necessary and appropriate to give to an unrepresented accused. The suggested advice goes well beyond that given in the present case.

  13. [24]

    The appellant in the present case complains that he suffered particular prejudice as a result of the trial judge’s failure to give him an adequate explanation of the role of closing addresses. In this context, he also complains of the trial judge’s apparent failure to consider whether, in light of the accused’s lack of representation, it was appropriate for the Crown to make a closing address. I turn to the latter issue first.

  14. [25]

    Where an accused is unrepresented, the practice is that the Crown Prosecutor does not make a closing address. This practice was referred to in Zorad. The Court in that case also stated however that, if the court considers it appropriate, the practice nevertheless “permits both the judge and the jury to have the assistance of an address from the Crown Prosecutor particularly where the factual issues are complicated” and that “the decision whether the Crown Prosecutor should exercise his right to make a closing address is for the trial judge to make in the exercise of his discretion” (at 95). Similarly, in the earlier decision of the Court of Criminal Appeal in R v E J Smith [1982] 2 NSWLR 608 Street CJ referred to the practice, but emphasised that the Court retained a discretion to permit departure from it (at 616).

  15. [26]

    In Zorad the Court added that the “fact that the transcript may be silent upon the subject does not mean that the judge did not turn his mind to it” (at 95). However, in light of the many undoubted irregularities in the conduct of the present trial, and the absence of proper advice to the appellant concerning closing addresses (to which I next refer), I would not draw the inference that the trial judge did in fact turn his mind in between “addresses”, to the question of whether the Crown should have been allowed to give an address. The trial was therefore irregular in this respect.

  16. [27]

    I turn then to the first issue referred to in [24] above. After the Crown addressed, albeit briefly, the trial judge said to the appellant in the presence of the jury “[t]his is your opportunity to say what you want to say to the jury”. His Honour did not otherwise explain the purpose of a closing address. The appellant commenced his address by describing his personal circumstances, of which there was no evidence before the jury. In the presence of the jury, the trial judge indicated that there was no evidence about those matters and told the appellant to confine himself to the issues in the trial. The appellant concluded his address after only a couple more sentences, which included the statement, “[y]ou’ve heard everything”.

  17. [28]

    It does not seem that the appellant understood that his address was an opportunity for him to explain to the jury why it should reject the complainant’s evidence and accept his evidence. It can be inferred that the appellant would have been assisted by advice, included in the Bench Book’s suggested advice concerning closing addresses, that he could “present arguments as to why the jury should not accept the Crown case against [him], or as to why [he] should be found ‘not guilty’”. The need for the appellant to be given advice so that he could make an effective choice as to whether to give a closing address, and what to say to the jury, was emphasised by the fact that the Crown addressed, contrary to the usual practice where an accused is unrepresented.

  18. [29]

    The first trial was thus irregular in the respects that I have identified.

Ground 3: the trial judge erred by failing to direct the jury about the complainant’s evidence-in-chief in compliance with s 306X of the Criminal Procedure Act

  1. [30]

    The complainant’s evidence-in-chief was, for the most part, contained in an interview conducted with the police on 16 February 2009 (over 6 years before the trial). It was supplemented by oral evidence.

  2. [31]

    The recording of the interview was played to the jury and was marked as an exhibit in the proceedings. The recording was provided to the jury during the course of its deliberations as one of the exhibits in the trial.

  3. [32]

    Although there is no absolute prohibition against it, a recording played as part of the evidence at a trial should not ordinarily be tendered as an exhibit and made available to the jury to play, unsupervised, in the jury room (R v NZ (2005) 63 NSWLR 628; [2005] NSWCCA 278). As Hayne J said in Gately v The Queen (2007) 232 CLR 208; [2007] HCA 55 at [96]:

  4. [33]

    There were no special circumstances in the present case which justified departure from this ordinary rule. There was thus an irregularity in what occurred.

  5. [34]

    Section 306X of the Criminal Procedure Act is in the following terms:

  6. [35]

    It is mandatory for a trial judge to give this warning where a complainant’s evidence is given (either wholly or partly) via a recording of a police interview, as occurred in the present case. A suggested warning is contained in the Criminal Trials Bench Book in the following terms:

  7. [36]

    No such warning was given in this case. This constituted another irregularity in the conduct of the trial.

  8. [37]

    Further, as Howie J indicated in Galvin v R (2006) 161 A Crim R 449; [2006] NSWCCA 66 at [63], the seriousness of a failure to give a warning against placing too much weight on the evidence given by way of a complainant’s recorded interview is heightened where, contrary to the preferred procedure set out in NZ, a jury is given access to the recording during the course of its deliberations. In the circumstances of the present case, both the failure to give the warning, and the jury’s access to the recording were irregularities, and, the Crown conceded, in combination “had the potential to undermine the balance and fairness of the trial”.

Ground 5: The trial judge erred by failing to adopt the appropriate procedures in relation to s 294A of the Criminal Procedure Act

  1. [38]

    Section 294A of the Criminal Procedure Act is relevantly in the following terms:

  2. [39]

    In conformity with s 294A(2), the appellant was not permitted to cross-examine the complainant. Instead, as contemplated by the subsection, a person (namely a deputy registrar of the court) was appointed to examine the complainant on the appellant’s behalf.

  3. [40]

    The trial judge informed the jury that a legal practitioner had been appointed for the purpose of asking the complainant any questions that the appellant wanted asked of her. His Honour did not, however, inform the jury that it is “standard procedure” to appoint a person to put questions to a complainant on behalf of an accused, nor did he warn the jury “not to draw any inference adverse to the [appellant] or give the evidence any greater or lesser weight” because of the use of that arrangement. Provision of that information and warning was required by s 294A(7).

  4. [41]

    As the requirements of subsection (7) are mandatory, there was thus an irregularity in the conduct of the trial in this respect.

  5. [42]

    In the context of this ground of appeal, the appellant submitted that a further irregularity occurred as the trial judge did not explain to the appellant why the first question asked of the complainant on the appellant’s behalf was rejected. Nor did his Honour give the appellant an opportunity to formulate further questions. The first question put to the complainant on the appellant’s behalf was “when did you and the accused have sexual intercourse?”, to which the complainant replied “what do you mean by intercourse?”. The trial judge then said: “I won’t allow any further questions along those lines”, without explaining to the appellant why he took that course. The appellant was not given an opportunity to re-formulate his questions in response to that ruling. Nor was he was given an opportunity to formulate additional questions after the complainant gave oral evidence-in-chief in addition to that given by way of her recorded interview.

  6. [43]

    These deficiencies in what occurred constituted further irregularities, and involved departures from the suggested procedure outlined in the Bench Book, which includes the following (at [1-845]):

Ground 4: the trial judge erred by failing to direct the jury about the admission of the context evidence and the way it could be used

  1. [44]

    The Crown led evidence from the complainant of many sexual acts allegedly committed against her by the appellant which were not the subject of charges on the Indictment. This evidence was of both a general and specific character. The Crown Prosecutor referred to the evidence in her opening address, indicating that the acts were not the subject of the Indictment and that the evidence “merely puts things in context”. In closing address, she referred to both the specific acts charged and to the acts which were not the subject of charges. She then added: “It puts it all in context. Having regard to all those matters, the Crown would say to you, you would convict the accused in respect of each and every count”.

  2. [45]

    The trial judge did not give any specific direction in relation to this context evidence. Instead, his Honour repeated the Crown’s closing submission that I have just quoted and later referred again, without elaboration, to the Crown relying upon the evidence “as context evidence”. His Honour emphasised to the jury the need for it to consider each charge separately and determine whether the specific acts alleged in the Indictment occurred.

  3. [46]

    Evidence of an accused’s uncharged acts of sexual misconduct towards a complainant may be admitted where the evidence is “relevant to place the events giving rise to any charge in the indictment into context and to explain the conduct of the complainant and the accused upon the particular occasion to which a charge relates” (R v ATM [2000] NSWCCA 475 at [74]). Likewise, evidence of non-sexual domestic violence by an accused towards a complainant was considered in Roach v R (2011) 242 CLR 610; [2011] HCA 12 to be admissible so that the complainant’s “statement of the appellant’s conduct on the day of the offence would not appear ‘out of the blue’ to the jury and inexplicable on that account, which may readily occur where there is only one charge” (at [42]). In Wilson v The Queen (1970) 123 CLR 334; [1970] HCA 17, Menzies J stated that the admission of evidence regarding the nature of the relationship between the accused and his wife avoided a situation in which the jury would have to decide whether the accused accidentally discharged the gun that killed his wife “as if it happened in a vacuum rather than in the setting of a tense and bitter relationship between a man and a woman who were husband and wife” (at 344).

  4. [47]

    Where context evidence such as that admitted in the present case is before a jury, there is a possibility that the jury will use it for an impermissible purpose. In particular, it may be used as evidence that the accused had a tendency to act in a particular way, and thus be directly relevant to the jury’s determination of the accused’s guilt. If there is a real risk of context evidence being used in this way, the trial judge should direct the jury against so using it (JWM v The Queen (2014) 245 A Crim R 538; [2014] NSWCCA 248 at [147]; ATM at [75]).

  5. [48]

    The potential for tendency evidence to occasion prejudice to an accused was referred to by the plurality in Hughes v The Queen [2017] HCA 20 as follows:

  6. [49]

    In my view, in the present case there was a real risk that the jury might use the context evidence to support tendency reasoning. As a result, the trial judge should have given the jury an appropriate warning not to do so. The present case is unlike Toalepai v The Queen [2009] NSWCCA 270 where the context evidence comprised “a vague, generalised and clearly exaggerated reference to other misconduct”, the complainant having said that the conduct occurred “millions or hundreds of times” (at [42]). The context evidence in the present case was considerably less general than that considered in Toalepai and, as I have noted, was in some respects very specific.

  7. [50]

    Moreover the Crown’s closing address (and the trial judge’s repetition of the relevant part in the summing-up) came close to an invitation to the jury to use the context evidence as independent evidence of guilt. As noted above (at [44]), the Crown Prosecutor followed her reference to the context evidence with the submission that “[h]aving regard to all those matters, the Crown would say to you, you would convict the accused in respect of each and every count”. Neither the Crown nor the trial judge made it clear to the jury that it could only use the context evidence for the purpose of better assessing the complainant’s evidence concerning the charged acts. Instead, the Crown’s submission tended to suggest that its use was not restricted in this way.

  8. [51]

    In these circumstances, the trial judge erred in not warning the jury against tendency reasoning. The Criminal Trial Courts Bench Book [4-222] contains an appropriate form of direction which includes the following admonition:

  9. [52]

    I note in conclusion on this ground of appeal that the Crown did not contend at trial (or on appeal) that the jury was entitled to use the evidence in question as evidence that the appellant had a sexual interest in the complainant and, because of that, was more likely to have committed the offences charged; that is, to use the evidence to support tendency reasoning (see for example BBH v The Queen (2012) 245 CLR 499; [2012] HCA 9 at [152]). If that had been the contention at trial, it would have been necessary for the trial judge to have regard to the provisions of s 97 of the Evidence Act 1995 (NSW) concerning tendency evidence and, if his Honour decided to permit such use, to direct the jury in accordance with [4-232] of the Bench Book.

Cumulative effect of irregularities at first trial

  1. [53]

    As noted earlier, the appellant did not contend that any one of the irregularities he sought to establish, considered by itself, necessarily justified his convictions being set aside. Rather, he contended that the effect of the totality of the defects was that he did not receive a fair trial and that, as a result, there was a miscarriage of justice and his convictions should be quashed. This approach is permissible, and was adopted by Barwick CJ (with the concurrence of the other members of the Court) in The Queen v Ireland (1970) 126 CLR 321 at 331; [1970] HCA 21, where his Honour said:

  2. [54]

    I have no doubt that the cumulative effect of the irregularities that I have identified was to deprive the appellant of a fair trial. It follows that there has been a substantial miscarriage of justice and the proviso to s 6 of the Criminal Appeal Act, which authorises the Court to dismiss an appeal if it considers that no substantial miscarriage of justice has occurred, is inapplicable (see Filippou v The Queen at [15]).

  3. [55]

    In these circumstances, the appellant’s convictions resulting from the first trial must be quashed and a re-trial ordered.

The evidence and convictions at the trial

  1. [56]

    The complainant CM gave evidence of the three indecent assaults which were charged in the Indictment. The appellant was convicted of two. Her evidence was that the assaults occurred between 1 November 2006 and 22 February 2007, when she was 10 or 11 years old.

  2. [57]

    The appellant gave evidence denying any misconduct.

Ground 1: the trial judge erred by failing to direct the jury about the complainant’s evidence-in-chief in compliance with s 306X of the Criminal Procedure Act

  1. [58]

    The complainant’s evidence was given in part by the playing of a recording of her interview with the police, and in part by further oral evidence given via AVL from a remote location. At no time during the trial did the trial judge give the warning that s 306X required be given (see [34]-[35] above). This constituted an irregularity.

  2. [59]

    Unlike the position at the first trial, the recording was not tendered as an exhibit and the jury was not given access to it in the jury room (compare [31]-[33] above). Thus, there was no irregularity in this respect.

Ground 2: the trial judge erred by failing to direct the jury in compliance with s 294A(7) of the Act

  1. [60]

    At this trial, the trial judge informed the jury that the appellant was being assisted in court by a registrar “for the purpose only of [the registrar] asking, on [the appellant’s] behalf, any questions that he wants asked of the complainant”. The trial judge also stated that the appellant had changed his location in court “so that he is in a position in the court where he is not visible to the complainant from a remote facility”. His Honour added that it was “part of the process that this evidence is given from a remote facility so that complainants of sexual assaults do not have to confront those they accuse”. His Honour had earlier told the jury that it was not unusual for complainants in sexual assault cases to give their evidence from a remote facility, nor for them to have a support person, and that the jury “should draw no adverse inference to [the appellant] in respect of that”. However the trial judge did not give the warning required by s 294A(7) (as to which, see [38] above).

  2. [61]

    As at the first trial, the failure to give this warning constituted an irregularity. As the appellant submitted, the significance of its omission was heightened because the appellant’s position in court was changed so that he could not be seen by the complainant (who was giving evidence by AVL), and a registrar put questions to the complainant on the appellant’s behalf (as required by s 294A(2)).

Ground 3: the trial judge erred by failing to direct the jury about the admission of the context evidence and the way it could be used

  1. [62]

    The Crown led only limited context evidence in this trial. This comprised evidence of an occasion in early 2007 when the appellant allegedly rested his hand on the outside of the complainant’s skirt in the area of her vagina for a few seconds. When the evidence was put to the appellant in cross-examination, he denied that the incident occurred.

  2. [63]

    In her closing address, the Crown Prosecutor referred to the complainant’s evidence of the incident. The Crown acknowledged that the incident was not the subject of a charge on the Indictment, but put to the jury that it was “part of the context, part of what the parties were living,” and that the night on which the two incidents (in relation to which the appellant was convicted) occurred “was just not one isolated event”.

  3. [64]

    In summing-up, the trial judge referred to the evidence as “evidence as to the context of their relationship and the context in which the Crown alleges the three counts on the indictment occurred”. However his Honour did not give the jury any warning against tendency reasoning (see [47]-[51] above).

  4. [65]

    Unlike that in the first trial, this context evidence was limited to evidence of one incident. In these circumstances it is not obvious how the evidence would have assisted the jury to understand the relationship between the complainant and the appellant, and therefore the context in which the charged acts occurred. Instead, the nature of this “context” evidence heightened the risk that the jury may have impermissibly used the evidence to reason that, because the appellant had committed an indecent assault on one occasion, he was more likely to have committed the charged acts on other occasions.

  5. [66]

    On balance, I consider that there was a real risk that the jury might use the evidence of the uncharged act in an impermissible way (see [47] above). As a result, the trial judge should have warned the jury against using the context evidence to support tendency reasoning. The failure to do so was another irregularity in the trial.

Ground 4: the trial judge erred by failing to consider the appropriateness of the Crown Prosecutor exercising the right to make a closing address

  1. [67]

    As at the first trial, the Crown gave a closing address notwithstanding that the appellant was unrepresented. There is no indication in the trial transcript that the trial judge turned his mind to the question of whether this was appropriate, nor is there any other basis for inferring that his Honour considered the question.

  2. [68]

    This constituted a further irregularity as there were no circumstances which rendered it appropriate to depart from the ordinary practice that the Crown does not give a closing address when the accused is unrepresented (see [25] above).

Cumulative effect of irregularities at the second trial

  1. [69]

    The need for a warning against tendency reasoning in respect of the context evidence was clearer at the first trial than at the second. Further, some irregularities at the first trial were not submitted to have occurred at the second. Nonetheless, I consider that the cumulative effect of the irregularities that did occur at the second trial was that the appellant was denied a fair trial and a substantial miscarriage of justice resulted. As a result, the convictions arising out of this trial should also be quashed and a new trial ordered.

ORDERS

  1. [70]

    For these reasons, it was appropriate for the Court to make orders on 8 September 2017 in each appeal quashing the appellant’s convictions and directing his retrial.

  2. [71]

    BEECH-JONES J: I joined in the orders made by the Court on 8 September 2017. Subject to one matter I agree with the reasons of Macfarlan JA as to the basis for the making of those orders.

  3. [72]

    The one matter of exception concerns the conclusion that the failure of the trial judge to “consider” whether to exercise their discretion to allow the Crown Prosecutor to address the jury at the conclusion of the first and second trials was an irregularity that contributed to a miscarriage of justice (see R v E J Smith [1982] 2 NSWLR 606 at 616 per Street CJ). Whether the failure of the trial judge to consider the exercise of that discretion resulted in, or contributed towards, a miscarriage of justice is to be determined by what in fact did or did not occur at the trial and whether any such act or omission caused a miscarriage of justice (TKWJ v R [2002] HCA 46; 212 CLR 124 at [31] per Gaudron J and at [103] per Hayne J). In this context the failure of the trial judge to consider whether to allow the Crown to address could only contribute to a miscarriage of justice if it could be concluded that a proper consideration of that discretion would have led to the Crown being prevented from doing so. In case of this kind I am not so satisfied. However, the balance of the irregularities in the first and second trial identified by Macfarlan JA clearly demonstrate that each trial involved a substantial miscarriage of justice.

  4. [73]

    WILSON J: For the reasons set out by Macfarlan JA I joined in the orders made by the Court on 8 September 2017.

Unofficial copy. Source: NSW Caselaw. Refer to the official version for authoritative text.