[2020] NSWSC 92
R v WE (No.11)
(1) Juror C, being juror 2 from panel 745, is discharged pursuant to s 53A of the Jury Act 1977 (NSW). (2) Pursuant to s 53C(1)(b) of the Jury Act 1977 (NSW), I order that the trial continue with a jury of 11.
Catchwords
CRIMINAL LAW – Juries – Misconduct – Juror falling asleep and failing to pay attention – Whether juror should be discharged – Whether trial should continue with a jury of eleven
Cases cited
- Alqudsi v R (2016) 258 CLR 203;[2016] HCA 24
- Cheatle v R (1993) 177 CLR 541;[1993] HCA 44
- Phan v R[2018] NSWCCA 225
- R v Rogerson & R v McNamara (No. 27)[2016] NSWSC 152
- R v WE (No. 6)[2019] NSWSC 930
Legislation cited
- Judiciary Act 1903 (Cth)
- Jury Act 1977 (NSW)
- The Commonwealth of Australia Constitution Act 1901
Judgment
INTRODUCTION
- [1]
The accused in this matter has pleaded not guilty to a charge of doing an act or acts in preparation for a terrorist act or acts. The jury in the trial were empanelled on Wednesday 12 February last and following the Crown's opening, evidence commenced on Thursday 13 February. I was unable to sit in the trial due to a commitment in another matter on Friday 14 February, and accordingly, the evidence resumed today. I record those matters simply for the purpose of pointing out that the trial is at an early stage. We are effectively in the second day of evidence.
- [2]
The Crown commenced proceedings this morning by completing the evidence of a surveillance officer. Having interposed a lay witness, the Crown then resumed the surveillance up to the morning tea adjournment. Following the resumption of proceedings after that adjournment, and immediately before the jury were to return to court, the Crown said the following:
- [3]
When I remarked that I had not noticed the matter to which the Crown had referred, the Crown continued:
- [4]
The Crown's reference to those issues is a reference to a not dissimilar situation which occurred in the accused's previous trial, the circumstances of which are canvassed in a previous judgment: [3]
- [5]
When I asked Mr Finnane QC, who appears for the accused, whether he had noticed the matters to which the Crown had drawn my attention, he replied:
- [6]
Mr Finnane's reference to what had occurred “on Friday” was obviously a reference to what his instructing solicitor had apparently seen when the Court last sat on Thursday of last week.
- [7]
The matter was left on the basis that if any further similar behaviour was noticed, it was to be put on the record at the luncheon adjournment. At that point the jury came back into court and the evidence continued.
- [8]
At about 12.40pm, after the Court had been hearing evidence for approximately 45 minutes, the Crown indicated that he wished to raise a matter in the absence of the jury. The jury having left court, the Crown said:
- [9]
At that point I observed:
- [10]
The Crown then continued:
- [11]
At that point I was informed by my Associate that the court officer had informed her that she had been told that the remaining jurors were "having issues” with the member of the jury in question. I observed that if that was the case, then it was a matter that ought to have been reported to me and not to anybody else, in accordance with the direction that I had given the jury on day one of the trial. Subsequent inquiries established that this information had been conveyed to the court officer by the foreperson of the jury as the jury were entering court after the morning tea adjournment. In those circumstances, the court officer had advised me of what had occurred at the earliest possible opportunity which had been available to her.
- [12]
In light of these events, it was agreed that I should speak directly with the foreperson and ask for a note setting out in full a number of matters. The foreperson was then brought into court a short time afterwards, at which time I said the following:
- [13]
Subsequently, I was provided with a note by the foreperson [9] in the following terms:
- [14]
That note was provided to both the Crown and Mr Finnane. Having been given the opportunity to obtain instructions, it was the Crown's application that I should discharge the member of the jury who has been identified as juror C, number 2 from panel 745. The Crown submitted that s 53A of the Jury Act 1977 (NSW) (“the Act”) was clearly engaged and that in all of the circumstances, the discharge of the member of the jury in question was mandatory. It was the Crown's submission that if that course were taken, I should, in the separate exercise of the discretion conferred by s 53C of the Act, make an order that the trial continue with a jury of 11. It was the Crown's submission in that respect that there was no risk that a substantial miscarriage of justice would arise by doing so.
- [15]
Mr Finnane QC, on behalf of the accused, opposed the application for a discharge of the member of the jury. He submitted that in circumstances where the trial was at an early stage, the appropriate course was to direct the jury, in the strongest possible terms, of the need to pay attention to the evidence as it was given.
- [16]
Mr Finnane submitted that there was no reason to think that a direction in those terms would not be followed and that the matter could then be monitored over the next short while. He submitted that in the event that there was no change in the behaviour of the member of the jury, the matter could be revisited at that point.
- [17]
In the event that I came to the conclusion that the individual member of the jury should be discharged, Mr Finnane's position was that I should discharge the entire jury. He submitted in that respect that the trial was at an early stage and that his client was, in effect, entitled to be tried by a jury of 12 persons. He also submitted that it was a “big step” to discharge a member of a jury.
- [18]
Although not making a substantive submission in this respect, Mr Finnane also raised the issue of whether I had power, in a case involving the prosecution of an offence against the Commonwealth, to continue with a jury of 11 persons in light of the provisions of s 80 of the Commonwealth of Australia Constitution Act 1901 (“the Constitution”).
- [19]
I turn firstly to the provisions of s 53A of the Act pursuant to which the Crown's application was brought, and which are in the following terms:
- [20]
It is important to bear in mind that s 53A is not phrased in terms of a discretion. The section mandates the discharge of an individual juror if, amongst other things, that juror has engaged in misconduct in relation to the trial. I should point out that s 53B of the Act confers a discretion on the Court to discharge an individual juror, but that is not the basis on which the Crown brought its application.
- [21]
"Misconduct" is defined in s 53A(2) as the following:
- [22]
In that latter respect, it was the Crown's position that the conduct of the member of the jury in this case was conduct falling within s 53A(2)(b), namely, conduct giving rise to the risk of a substantial miscarriage of justice.
- [23]
In R v Rogerson & R v McNamara (No. 27) [10] I was faced with a not dissimilar set of circumstances to those which currently prevail. On that occasion, I made the following observations: [11]
- [24]
It seems to me that those observations are directly apposite to the present case. In my view, the conduct which has been drawn to my attention constitutes misconduct within the meaning of s 53A(1)(c) of the Act and, in those circumstances, the section mandates that the member of the jury be discharged. I should also say that even if this were a question of the exercise of my discretion under s 53B of the Act, I would have come to the same conclusion in the exercise of that discretion, having regard to the provisions of section 53B(d).
- [25]
In reaching that view, I regard it as a matter of some significance that the conduct which was reported to me was, according to what Mr Finnane told me earlier today, observed by his instructing solicitor as long ago as Thursday of last week. The Crown also drew my attention to the fact that, in the course of his opening address [12] he made an observation at one point that it was difficult listening to one person talk for so long and that he would "keep it lively so nobody falls asleep". As I understood it, the Crown informed me of that for the purpose of indicating to me that when he said that to the jury, he had made observations of this particular juror at that time conducting himself in the same way as he has done today.
- [26]
I should also say that, leaving aside the fact that the discharge of the juror in these circumstances is mandatory, I do not accept that a proper way of dealing with the issue is to give a direction to the jury in the terms suggested by Mr Finnane. That is simply because it begs the obvious question, namely how does one deal with the fact that there have been instances from the very commencement of this trial, observed by both the Crown and by Mr Finnane's instructing solicitor, which lead to the conclusion that from a very early stage, the member of the jury in question has not been paying attention.
- [27]
For all of these reasons, I propose to order that the member of the jury in question be discharged.
- [28]
That then gives rise to a separate question concerning the ongoing conduct of the trial. In this respect, s 53C of the Act is in the following terms:
- [29]
In R v WE (No. 6) I made reference to the observations of Price J, with whom the Chief Judge at Common Law and Fullerton J agreed in Phan v R [13] where his Honour said the following:
- [30]
It is to be noted that the terms of s 53C make reference to a "risk" of a "substantial" miscarriage of justice. The material which is available to the Court to make a determination of whether or not there is such a risk is limited. However, there is nothing to suggest that any of the remaining 11 jurors suffer from the same difficulty as that suffered by the juror whom I propose to discharge. My own observations are that the remaining members of the jury are following the evidence closely and, in particular, are following the evidence by reference to the copies of documentary exhibits which have been provided to them.
- [31]
I am also fortified by the fact that it is evident from the terms of MFI 9 that at least some of the remaining jurors saw fit to draw what they saw as being a matter of concern to the attention of their foreperson. That indicates to me that the remaining jurors are diligent and conscientious and will apply their minds to the task which they have been given.
- [32]
In the circumstances, the information which is available to the Court, far from supporting a conclusion that there is a risk of a substantial miscarriage of justice if the trial continues, suggests something very much to the contrary. For all of those reasons, I am of the opinion that there is no risk of a substantial miscarriage of justice occurring if the trial continues with a reduced number of jurors.
- [33]
As I have already noted, Mr Finnane raised the question of whether or not it was open to me to continue the trial with less than 12 jurors, in light of s 80 of the Constitution which is in the following terms:
- [34]
Although not specifically cited, I understood Mr Finnane had in mind authorities such as Cheatle v R [14] and Alqudsi v R [15] . In the limited time which has been available to me to consider the matter, I have come to the conclusion that there is nothing to prevent the trial from proceeding with a jury of 11. In this respect I have had regard, in particular, to the provisions of s 22 of the Act which are in the following terms:
- [35]
That section of the Act, along with those other sections to which I have referred, apply to the present proceedings by virtue of s 68(1) of the Judiciary Act 1903 (Cth) which is in the following terms:
- [36]
In my view, a combination of those provisions allows the trial to continue with a jury of 11.
- [37]
Accordingly, I make the following orders:
- (1)
Juror C, being juror 2 from panel 745, is discharged pursuant to s 53A of the Jury Act.
- (2)
Pursuant to s 53C(1)(b) of the Jury Act, I order that the trial continue with a jury of 11.
- (1)