[2020] NSWSC 1347
Zheng v Commonwealth of Australia (No 3)
The Court orders that: (1) The proceedings are dismissed. (2) Costs are reserved.
Catchwords
PRACTICE AND PROCEDURE – Application for summary dismissal – Uniform Civil Procedure Rules 2005 (NSW) rr 13.4, 14.28 – Defective pleadings – No reasonable prospects of success – Where the plaintiff seeks to bring an action in negligence against the Commonwealth of Australia in respect of an unlawfully cancelled visa and subsequent detention
Cases cited
- Banque Commerciale SA En Liquidation v Akhill Holdings Ltd[1990] HCA 11; (1990) 169 CLR 279
- Behrooz v Secretatry, Department of Immigration and Multicultural and Indigenous Affairs[2004] HCA 36
- Brimson v Rocla Concrete Pipes Ltd [1982] 2 NSWLR 937
- Council of the Shire of Sutherland v Heyman(1985) 157 CLR 424
- Doherty v State of New South Wales[2010] NSWSC 450
- Howard v Jarvis[1958] HCA 19; 98 CLR 177
- Kuhl v Zurich [2011] 243 CLR 361, per French CJ and Gummow J
- New South Wales v Klein[2006] NSWCA 295
- O’Brien v Bank of Western Australia Ltd[2013] NSWCA 71
- Price v State of New South Wales[2011] NSWCCA 341
- Roads & Traffic Authority of NSW v Dederer(2007) 234 CLR 330
- Spencer v Commonwealth[2010] HCA 28; (2010) 241 CLR 118
- Sullivan v Moody[2001] HCA 59; [2001] 207 CLR 562
- Tame v New South Wales [2002] 211 CLR 317
- Watiwat v Dixon (No 2)[2017] NSWSC 1242
- Zheng v Commonwealth of Australia[2017] NSWSC 795
Legislation cited
- Civil Liability Act 2002 (NSW), § 5B, 5C, 5D
- Migration Act 1958 (Cth), § 116
- Uniform Civil Procedure Rules 2005 (NSW), § 13.4, 14.28
Judgment
- [1]
HER HONOUR: By amended notice of motion filed 1 April 2019, the defendant seeks an order that the plaintiff’s third amended statement of claim dated 8 August 2017 be struck out pursuant to r 14.28 of the Uniform Civil Procedure Rules 2005 (NSW); or, in the alternative, that the proceedings be dismissed pursuant to UCPR 13.4(1)(b) or (c).
- [2]
The plaintiff is Xu Zheng. The defendant is the Commonwealth of Australia. The plaintiff relied upon her affidavit dated 5 June 2019. The defendant relied upon the affidavit of Alice Bolt dated 23 April 2018, and two affidavits of Rachel Jane Walls dated 15 February 2019 and 31 May 2019.
- [3]
The plaintiff resides in China and does not speak fluent English. Mr Warren Oliver, her partner, appeared on her behalf. He has an enduring power of attorney. On 14 June 2019, Mr Ming Lu, the plaintiff’s nephew, appeared on her behalf and she had the benefit of a Mandarin interpreter (T 1.19-26). At other times during the hearing of these proceedings, the plaintiff appeared via audio link and consented to Mr Oliver speaking for her. Mr Hutchings of counsel appeared for the defendant.
Procedural history
- [4]
On 21 March 2014, the plaintiff commenced proceedings in the Federal Circuit Court of Australia against the Minister for Immigration and Border Protection.
- [5]
On 4 July 2014, by consent, the Federal Circuit Court made the following order:
- [6]
On 8 August 2016, the plaintiff commenced these proceedings. On 3 February 2017, she filed her first amended statement of claim (“ASC”). On 17 July 2017, the plaintiff filed a second amended statement of claim (“2ASC”). On 8 August 2017, the plaintiff filed a third (“3ASC”). It is the 3ASC which is the subject of the defendant’s motion.
- [7]
On 20 June 2017, Harrison J handed down judgment in Zheng v Commonwealth of Australia [2017] NSWSC 795 (“Zheng No 1”) in relation to the ASC.
- [8]
The plaintiff’s ASC claim against the Commonwealth was effectively divided into two parts, both in tort. The first claimed damages for false imprisonment, and the second claimed damages for negligence.
- [9]
In Zheng No 1, Harrison J first addressed the issue of false imprisonment. He concluded that the plaintiff had no cause of action arising from the legality or otherwise of her detention. His Honour noted that it has never been part of the plaintiff’s case that anyone committed the tort of misfeasance in public office ([10]).
- [10]
However, his Honour was not satisfied that the plaintiff had no possible cause of action based upon a breach of the Commonwealth’s duty to take reasonable care for her safety while in detention. Although the matter was not properly pleaded, he granted the plaintiff an opportunity to replead that part of the ASC ([16]).
- [11]
Harrison J then made some pertinent comments under the heading “Miscellaneous”, which are worth repeating here. At [19] he said:
- [12]
I respectfully adopt these comments.
- [13]
In Zheng No 1, Harrison J made orders striking out paras [7] to [13] inclusive of the ASC filed on 3 February 2017 and granted leave to the plaintiff, within 28 days, to replead so much of her cause of action against the defendant as is framed in negligence or breach of duty.
- [14]
On 14 June 2019, the defendant’s amended notice of motion filed 1 April 2019 was listed before me for hearing. As the defendant’s amended notice of motion had been adjourned on a number of occasions, I relisted it for hearing before me on 12 July 2019 at 10.00 am. I also made an order that the defendant’s solicitor was to write to the plaintiff, Mr Oliver and Mr Lu by email, setting out in careful detail the defects in the plaintiff’s 3ASC by 5.00 pm Australian time on 28 June 2019, with liberty to apply on 3 days’ notice.
- [15]
On 28 June 2019, the defendant’s solicitor, by email, wrote to the plaintiff, Mr Oliver and Mr Lu setting out the reasons why it did not consider the 3ASC to have properly articulated a cause of action in negligence (Ex 1). The contents of the letter are essentially the subject of the defendant’s submissions, which are referred to later in this judgment.
- [16]
On 11 July 2019, my associate telephoned Mr Lu enquiring whether the plaintiff would be appearing via audio link from China, and whether she had made arrangements for an interpreter to attend the hearing. Mr Lu informed my associate that the plaintiff was unable to afford the assistance of an interpreter and would be representing herself.
- [17]
On 12 July 2019, the plaintiff appeared via audio link. As I was having difficulty in understanding her, I granted leave to Mr Oliver to speak on her behalf.
- [18]
Mr Oliver explained that the plaintiff has been trying to obtain legal assistance in Australia, but that no one had been so far willing to assist with the case. In order to allow the plaintiff to obtain an interpreter and legal assistance, I specially fixed the defendant’s notice of motion filed 1 April 2019 for hearing before me on 4 October 2019. This hearing was to proceed save for exceptional circumstances. If the plaintiff wished to rely upon a further amended statement of claim, it was to be served on the defendant’s solicitor by 27 September 2019 and a copy emailed to my associate. Costs were reserved. I directed the defendant’s solicitor to notify the plaintiff and Mr Oliver of these orders, and noted that the plaintiff was required to provide an interpreter for the hearing on 4 October 2019.
- [19]
On 4 October 2019, the plaintiff appeared via audio link without an interpreter. The matter was stood over for hearing before me on 13 March 2020. I referred to plaintiff to the NSW Bar Association’s Legal Assistance Referral Scheme for pro bono assistance to advise the plaintiff of her prospects of success and the redrafting of the 3ASC.
- [20]
On 10 March 2020, my associate emailed the Manager of Legal Assistance for the NSW Bar Association to follow up on the plaintiff’s pro bono referral. I accept that the plaintiff had received some prior pro bono assistance from the NSW Bar Association.
- [21]
On 21 April 2020, my associate emailed the parties notifying them that as there was not enough time for them to provide written submissions, and in the interests of affording the plaintiff procedural fairness, the hearing on 24 April 2020 of the defendant’s notice of motion seeking to strike out the plaintiff’s 3ASC had been vacated and relisted for Friday, 22 May 2020. I made an order in respect of the filing and serving of submissions, and a further order that save for exceptional circumstances, the hearing of the defendant’s notice of motion would proceed.
- [22]
By return email, the defendant’s solicitor advised that counsel was not available on 22 May 2020. The matter was then relisted for hearing of the defendant’s notice of motion on 29 May 2020. The defendant served short written submissions. The plaintiff did not serve any written submissions. The amended notice of motion was heard on that day.
Summary judgment and strike out proceedings
- [23]
UCPR 13.4(1) provides that the Court may dismiss proceedings generally, or in relation to any claim for relief, in three circumstances: if the proceedings are frivolous or vexatious, if no reasonable cause of action is disclosed or if the proceedings are an abuse of the process of the Court.
- [24]
UCPR 14.28(1) provides that the Court may at any stage of the proceedings order that the whole or any part of a pleading be struck out if the pleading firstly, discloses no reasonable cause of action, defence or other case appropriate to the nature of the pleading; secondly, has a tendency to cause prejudice, embarrassment or delay in the proceedings; or thirdly, is otherwise an abuse of the process of the Court.
- [25]
UCPR 14.28(2) provides that the Court may receive evidence on the hearing of an application for an order under subrule (1).
- [26]
In O’Brien v Bank of Western Australia Ltd [2013] NSWCA 71, the Court of Appeal applied the High Court decision of Spencer v Commonwealth [2010] HCA 28; (2010) 241 CLR 118 (“Spencer”). In Spencer, the High Court was concerned with s 31A(2) of the Federal Court Act 1976 (Cth), but the following principles are of general application.
- [27]
For the purposes of this application, I have taken the plaintiff’s case at its highest. I accept that the plaintiff has not put her evidence in admissible form, but I shall briefly outline her version of events.
The plaintiff’s summary of events
- [28]
The plaintiff says she was wrongfully detained for 151 days, during which time she was treated unfairly, causing serious physical and mental harm. She also alleges fraudulent conduct of charging double the appropriate amounts of fees and government debts, losses in relation to her missing personal belongings, abuse of power, obstruction of justice and threatening behaviour.
- [29]
When the matter came before me on 12 July 2019, Mr Oliver outlined the errors the plaintiff says that the Department of Immigration made in relation to her stay in Sydney. Mr Oliver explained that the plaintiff’s visa was cancelled due to a misunderstanding. He says that the plaintiff was living with him in an apartment on top of a fruit shop in Dulwich Hill. At the time, Mr Oliver was also working at a smokehouse factory. Mr Oliver explained that the plaintiff and his mother, Joyce, used to regularly drive from the Dulwich Hill apartment to the smokehouse factory to bring Mr Oliver his lunch. The plaintiff says that when an immigration officer performed a “Google Earth search” on the Dulwich Hill address, he registered it as belonging to the fruit shop underneath, and deduced that the plaintiff’s regular commute between the addresses was a commute to work. The authorities concluded that the plaintiff was working in contravention of her visitor visa. Mr Oliver explained that the plaintiff had no reason to work, as he supported her, and she was happy to spend her days with his mother.
The defendant’s version of events
- [30]
The immigration inspector’s report dated 5 April 2014 records that the plaintiff had previously been to Australia twice, on 17 August 2013 and 11 December 2013. The plaintiff spent a total of 365 day in Australia. On both occasions, she indicated on her incoming passenger card that her intended address was in Marrickville. An internet search revealed that this address was a small goods manufacturing business. When the plaintiff travelled to Australia on 4 March 2014, she indicated on the incoming passenger card an intention to stay at an address in Dulwich Hill for another 60 days.
- [31]
At an interview on 17 August 2013, the plaintiff declared her address as being the Dulwich Hill address of the fruit shop owned by Mr Wu. When questioned about her employment, she stated that she was currently employed in China, but on six months leave. It was on this basis that the immigration inspector developed concerns about the plaintiff’s intention to work in Australia.
- [32]
At the interview, the plaintiff further declared that her purpose in Australia had been to research universities for her son. However, she was unable to provide basic information on her research. The plaintiff also stated that she intended to register her son into either Sydney University or Melbourne University, but was unable to provide any information about the location or campuses of the universities. She was also unable to provide any information in relation to any tourist activities she undertook during her last visits. Based on that information, the immigration inspector was satisfied that there existed grounds for the cancellation of her visitor visa.
The pleading in the third amended statement of claim
- [33]
This 3ASC pleads only the cause of action in negligence. The pleading is as follows.
- [34]
The plaintiff is a citizen of the People’s Republic of China and was, from at the material point in time of March 2014 to June 2014, the holder of a valid temporary visitor allowing her to travel to and stay in Australia for the validity period of that visa (3ASC [1]).
- [35]
The plaintiff now holds a bridging visa (subclass WA) allowing her to stay in Australia indefinitely until a decision is made on her application for a partner sponsored visa (3ASC [2]).
- [36]
On or about 2 August 2013, the plaintiff was granted a multiple entry visitor (class FA, subclass 600) visa allowing her to travel to and stay in Australia for a period of not more than 3 months subject to her arriving in Australia no later than 23 July 2014 (3ASC [3]).
- [37]
The defendant is a Crown entity in the right of the Commonwealth capable of suing and being sued in tort and contract pursuant to s 64 of the Judiciary Act 1903 (Cth) (3ASC [4]).
- [38]
The defendant is at all times vicariously liable for the actions and omissions of the Commonwealth Minister of Immigration and Border Protection, the minister’s delegates, officers of the Australian Border Force, and the operators of Immigration detention centres in and outside of the territorial limits of Australia (3ASC [5]).
- [39]
On or about 4 March 2014, the plaintiff travelled to Australia on the basis of her visa and arrived at Sydney International Airport (3ASC [7]).
- [40]
On or about 4 March 2014, upon the plaintiff’s arrival at Sydney International Airport, and prior to her clearing customs, an officer of the defendant erroneously cancelled the plaintiff’s visa pursuant to s 116 of the Migration Act 1958 (Cth) (“the decision”) (3ASC [8]).
- [41]
On or about 21 March 2014, the plaintiff applied for a review of the decision in the Federal Court. On or about 3 July 2014, the Minister for Immigration and Border Protection (“the Migration Minister”) conceded that the officer exercised her discretion under reg 2.43(j)(i) of the Migration Regulations 1994 (Cth) erroneously by applying the wrong test. On or about 4 July 2014, a writ of certiorari quashing the Migration Minister’s decision to cancel the plaintiff’s visa was issued into Court (3ASC [8](a)-(c)).
- [42]
From 4 March 2014 to 2 August 2014, as a result of the decision to cancel the plaintiff’s visa, she was detained by the defendant in two immigration detention centres, first at the Villawood Detention Centre (“Villawood”) and later at Wickham Point Detention Centre (“Wickham Point”) in the Northern Territory pending deportation to China on 2 August 2014. Before her detention, the plaintiff was held in detention in Australia for a period of 151 days (3ASC [9]).
- [43]
The plaintiff pleads that at all material times during which the defendant placed the plaintiff in detention, the defendant had a substantial degree of control and responsibility over the plaintiff such that the defendant assumed a duty of care for her (3ASC [9A]). The plaintiff pleads that the defendant owed her a duty to exercise reasonable care for her safety (3ASC [9B]) and that the defendant owed her a duty to provide reasonable medical care for her (3ASC [9C]).
- [44]
Under the heading “Breach of Duty to Exercise Reasonable Care for the Safety of the Plaintiff”, the plaintiff pleads that from 4 March 2014 to 2 August 2014, the defendant breached its duty to exercise reasonable care for her safety on the following bases.
- [45]
There is also a claim that the defendant breached its duty of care to provide the plaintiff reasonable medical care (3ASC [9E]). The plaintiff pleads that in the period between 6 March 2014 and 28 March 2014, the defendant denied her, or caused her to be denied, medical treatment when she complained of being ill with a fever and nausea while being held at Villawood (3ASC [9E(a)). The plaintiff also alleges that the operator of Wickham Point provided her with an increased dose of her hyperthyroid medication, disrupting her menstrual cycle (3ASC [9E(b)]), and failed to accommodate her dietary requirements for her hyperthyroidism (3ASC [9E(c)]).
- [46]
The plaintiff pleads that as a result of the alleged breaches, she now suffers recognised psychiatric illnesses in the form of depression, anxiety, agitation, anti-social behaviour and Post-Traumatic Stress Disorder. She further pleads that the breaches have worsened her pre-existing health conditions such that she now suffers thyroid enlargement, leukopenia and higher thyroid function indicators (3ASC [11]).
- [47]
The plaintiff also claims in respect of economic loss she says she suffered as a result of her termination from her employment as a Marketing Director at Chongquig Shijiada Education Consultation Co Ltd in China. She pleads that she has been unemployed since that termination (3ASC [12]).
- [48]
Finally, the plaintiff pleads that some of her personal artefacts were not returned to her after her deportation, and that in particular, a platinum necklace of priceless sentimental value was removed from her possession and never recovered (3ASC [13]).
- [49]
The plaintiff claims for “damages for well-being and lost employment” in the amount of $4,318,000, including $3,950,000 for her psychiatric illnesses and worsened health, and $368,000 for lost income since 2014 calculated on the basis of an average Australian wage (Aff 5/6/2019, p 6).
- [50]
I emphasise that the primary function of pleadings is to state, with sufficient clarity, the case that has to be met by the defendant. In this way, pleadings serve to define the issues for decision and ensure the basic requirement of procedural fairness that a party should have the opportunity of meeting the case against him or her: Banque Commerciale SA En Liquidation v Akhill Holdings Ltd [1990] HCA 11; (1990) 169 CLR 279 at 286-287 and 302-3.
- [51]
Counsel for the defendant submitted that the plaintiff’s claim has no prospects of success and the pleading itself is defective. The plaintiff must plead in express and unambiguous terms a duty of care that can be said to have been owed by the defendant to the plaintiff, including its scope and content. That is not what the plaintiff has done in the present case.
- [52]
According to the defendant, in order for the plaintiff to succeed in a cause of action in negligence, the plaintiff must identify a duty of care recognised by law to have been owed to her by a defendant, breach of that duty, damage and how the alleged breach caused the damage. The plaintiff has yet to identify the duty of care allegedly owed by the defendant to her, and how the alleged breach caused the damage. The Civil Liability Act 2002 (NSW) applies to this claim and requires, at the very least, that the plaintiff articulate those matters in order for the defendant to be in a position to respond to her claim.
- [53]
The defendant submitted that the plaintiff is required to identify why it is said that she was owed a duty by the defendant and the material bounds of the duty alleged, otherwise known as its scope and content. This allows the defendant to understand what the plaintiff says it should have done to discharge its duty in the circumstances, and therefore respond to her claim. In other words, the pleading ought to permit a real understanding of the content of the allegation: see Kuhl v Zurich [2011] 243 CLR 361, per French CJ and Gummow J at [21]-[22].
- [54]
In the absence of an articulation of the scope and content of the duty of care, it is impossible to say whether the defendant was the subject of any competing duties: see Sullivan v Moody [2001] HCA 59; [2001] 207 CLR 562 (“Sullivan”).
- [55]
The plaintiff alleges (3ASC [8]) that the defendant erroneously cancelled her visa. The defendant submitted that to the extent that the plaintiff suggests that it has a liability in negligence in respect of the decision, the plaintiff must identify why it is said that a duty of care was owed to her not to cancel her visa, and why it is said that she is entitled to damages in respect of the allegedly erroneous decision.
- [56]
The defendant referred to Sullivan, where the High Court (Gleeson CJ, Gaudron, McHugh, Hayne and Callinan JJ) held at [50], [53], [55], [60] and [61] that:
- [57]
The plaintiff alleges damage in the form of psychological injury, with the class to whom the duty was allegedly owed being non-citizens arriving at an Australian airport. The defendant submitted that it is not apparent from the 3ASC why, other than as a product of excessive focus upon the plaintiff’s circumstances, a duty of care to that confined class in respect of that discrete risk of psychological injury ought to be recognised by the Court. The recognition of such a duty would impose an intolerable burden upon it and is incoherent with the operation of the Migration Act.
- [58]
The defendant observed that if the plaintiff is to identify a duty of care that can be said to have been owed by it to her, it must be expressly and unambiguously pleaded.
- [59]
In New South Wales v Klein [2006] NSWCA 295, Young CJ in Eq held at [43]):
- [60]
The defendant says that the plaintiff’s claim posits a duty by which the defendant was required to do more than exercise reasonable care, even to the extent of preventing potential harm: see, for example, Roads & Traffic Authority of NSW v Dederer (2007) 234 CLR 330 (“Dederer”) at [51]-[56]. In particular, Gummow J held at [51]:
- [61]
In Council of the Shire of Sutherland v Heyman (1985) 157 CLR 424, Brennan J observed at [27] that:
- [62]
The defendant submitted that the plaintiff appears to rely upon the concept of foreseeability as the anchor of the unstated duty. However, foreseeability of harm is not enough in itself to give rise to a duty of care: see Sullivan at [42].
- [63]
The defendant also referred to Tame v New South Wales [2002] 211 CLR 317, where Gleeson CJ held at [12]:
- [64]
At (3ASC [9D]), the plaintiff particularises a number of events that she asserts amounted to a breach of the duty owed to her. The defendant submitted that in the absence of an articulation of the duty of care allegedly owed to her, those matters are difficult to assess. However, they do not appear at all reconcilable with the obligations upon the “defendant’s delegate” and the powers vested in that person by operation of the Migration Act.
- [65]
The defendant further submitted that the question of breach of duty has to be considered by reference to ss 5B and 5C of the Civil Liability Act: see Doherty v State of New South Wales [2010] NSWSC 450. Section 5D of the Civil Liability Act prescribes the legal test to be applied in the determination of causation, that is, in proving that the negligence caused the particular harm alleged. The plaintiff must prove the damage suffered as a result of the defendant’s alleged breach of duty.
- [66]
Sections 5B, 5C and 5D of the Civil Liability Act read:
Conclusion
- [67]
The plaintiff has pleaded that the defendant owed her a duty of care “to exercise reasonable care for her safety” and “to provide reasonable medical care for her”. The defendant submitted that the plaintiff has failed to identify why she was owed these alleged duties, and their scope and content.
- [68]
As to the first pleaded duty, detaining bodies have been recognised to owe a duty of care to persons held in detention since at least 1958: see Howard v Jarvis [1958] HCA 19; 98 CLR 177 (“Jarvis”) (per Dixon CJ, Fullagar and Taylor JJ). In Jarvis, Mr Jarvis was killed in a fire while detained at a police station. The High Court held that by depriving him of his liberty and assuming control over his person, his custodian owed Mr Jarvis a duty to exercise reasonable care for his safety. Jarvis was upheld in 2011 in Price v State of New South Wales [2011] NSWCCA 341 (“Price”) (per Allsop P, Beazley and Giles JJA agreeing) in circumstances where the custodian was the State of New South Wales. In Price, the Court of Appeal held at [35]:
- [69]
Detaining bodies have also been found to owe a duty to provide detainees with access to medical care. In Behrooz v Secretatry, Department of Immigration and Multicultural and Indigenous Affairs [2004] HCA 36 (“Behrooz”), the High Court added at [21]:
- [70]
As such, it appears that the defendant owed the plaintiff a duty of care to exercise reasonable care for her safety and to provide her with reasonable medical care as pleaded.
- [71]
The pleadings in the plaintiff’s 3ASC which seem to allege that the defendant owed her a duty of care not cancel her visa are less straightforward. Although the plaintiff no longer pursues a case in tort for false imprisonment, the predominant complaint underlying her claim in negligence remains her perceived injustice at having been detained for violations of her visa which she did not commit. These aspects of the plaintiff’s claim may be incoherent with other duties owed by migration agents, who have been charged with the responsibility of conducting investigations, or exercising powers, in the public interest under statute.
- [72]
As previously stated, I share Harrison J’s view in Zheng No 1 that the plaintiff appears to have been denied a degree of patience and care which may have avoided her ordeal. It is clear that her detention was a great source of distress and humiliation to her. Critically, however, the High Court in Behrooz has emphasised that exposure to difficulties while in detention does give rise to an action on the basis that the detention itself was unlawful. Deprivation of liberty for a statutory purpose is not itself a form of punishment, nor a cause of action: see Behrooz at [21].
- [73]
As to breach, the plaintiff has pleaded alleged breaches of variable severity. She refers to having been placed in “solitary confinement” for 8 hours during her period of questioning at the airport, during which time she was denied food and provided “inadequate” hydration. More notably, she alleges that she was denied certain medical care during her time in Villawood, and that at Wickham Point, her complaint regarding an attempted sexual assault by another detainee was ignored. These allegations are not trivial. However, even if the plaintiff were able to prove that the defendant breached its duty of care in these respects, she faces the substantial hurdle of proving that the defendant’s negligence caused the particular harms alleged, and that is appropriate for the scope of the defendant’s liability to extend to that harm. She has not pleaded these aspects of her claim with the required level of specificity.
- [74]
The manner in which plaintiffs are to appropriately plead causes of action under the Civil Liability Act has been helpfully set out by Garling J in his address to the New South Wales Bar Association’s Personal Injury Conference in 2014, “Civil Liability Act 2002 – Burdens for a Defendant” (15 March 2014). Of particular relevance to these proceedings are his comments regarding pleadings in relation to ss 5B and 5D of the Civil Liability Act.
- [75]
Section 5B of the Civil Liability Act concerns breach of duty and has been set out earlier in this judgment. As a starting point in bringing her claim, the plaintiff must identify the particular “risk of harm” against which the defendant would be negligent for failing to take precautions. It is only through identification of this risk of harm that an assessment can be made of the defendant’s knowledge of the risk, its probability of occurring, and the reasonableness of its response: see Dederer at [59]-[61]. The plaintiff has not pleaded her case on these terms.
- [76]
In addressing s 5D of the Civil Liability Act, the plaintiff must plead that the defendant’s negligence factually caused the harm suffered, and that the harm falls within the defendant’s scope of liability. In a potentially “exceptional” case such as this, the plaintiff should address whether or not and why responsibility for the harm should be imposed on the defendant (s 5D(2)). She has not done so.
- [77]
As such, it is my view that the plaintiff’s pleadings are defective in their current form. The general course in such situations is for the plaintiff to be granted leave to file an amended statement of claim: see Brimson v Rocla Concrete Pipes Ltd [1982] 2 NSWLR 937, per Cross J at 943–944. However, the plaintiff has been afforded ample opportunities to replead her case. These proceedings have been adjourned and relisted numerous times since the first scheduled hearing date of 14 June 2019, and in that time, despite a referral for pro bono legal assistance, the plaintiff has not amended her pleading to properly articulate a cause of action against the defendant and failed to provide further and better particulars of the claim.
- [78]
I am conscious that the powers to summarily terminate proceedings are to be exercised with exceptional caution: see Spencer at [55]. Nevertheless, it is my view that the current pleading of the 3ASC and the history of these proceedings justify a conclusion that the plaintiff has not demonstrated that her claims have any prospects of success: see Watiwat v Dixon (No 2) [2017] NSWSC 1242 per Robb J at [39]. As such, I decline to grant the plaintiff leave to further amend her statement of claim. As the 3ASC discloses no reasonable cause of action, I order that the pleadings be dismissed.
Costs
- [79]
The appropriate order for costs is that costs be reserved.
- (1)
The proceedings are dismissed.
- (2)
Costs are reserved.
- (1)