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[2018] NSWCCA 265

Cabot (a pseudonym) v R

1. Extend the time for the filing of a notice of appeal until 12 July 2018. 2. Grant leave to appeal on ground 1. 3. Refuse leave to appeal on ground 1A pursuant to r 4 of the Criminal Appeal Rules. 4. Dismiss the appeal.

Catchwords

APPEAL – appeal against conviction – jury returned guilty verdict, but no conviction entered – whether appeal under s 5(1) of Criminal Appeal Act 1912 (NSW) available CRIMINAL LAW – appeal – appeal against conviction – convictions on two counts of committing acts of indecency on a child – acquittals on other counts – jury unable to reach verdicts on further counts – whether guilty verdicts unreasonable – whether testimonial evidence of young child capable of sustaining jury’s verdicts – inconsistencies and gaps in evidence – appeal dismissed

Cases cited

  • Allan v R[2017] NSWCCA 6
  • Cooper Brookes (Wollongong) Pty Ltd v Federal Commissioner of Taxation (1981) 147 CLR 297;[1981] HCA 26
  • Griffiths v The Queen (1977) 137 CLR 293;[1977] HCA 44
  • Jenkins v Director of Public Prosecutions[2013] NSWCA 406
  • Jones v The Queen (1997) 191 CLR 439;[1997] HCA 56
  • Lane v The Queen[2018] HCA 28; (2018) 92 ALJR 689
  • M v The Queen (1994) 181 CLR 487;[1994] HCA 63
  • MacKenzie v The Queen (1996) 190 CLR 348;[1996] HCA 35
  • Maxwell v The Queen (1996) 184 CLR 501;[1996] HCA 46
  • McCann v R[2014] NSWCCA 79
  • NH v DPP (SA) (2016) 260 CLR 546;[2016] HCA 33
  • Obeid v R (2015) 91 NSWLR 226;[2015] NSWCCA 309
  • Palmer v R[2018] NSWCCA 205
  • R v Baden-Clay (2016) 258 CLR 308;[2016] HCA 53
  • R v Bonat[2004] NSWCCA 240
  • R v Kennedy[2000] NSWCCA 487
  • R v MAJW[2007] NSWCCA 145; (2007) 171 A Crim R 407
  • R v Markuleski[2001] NSWCCA 290; 52 NSWLR 82
  • R v NEK[2001] NSWCCA 392
  • R v TK(2009) 74 NSWLR 299
  • SKA v The Queen (2011) 243 CLR 400;[2011] HCA 13
  • Tonari v R[2013] NSWCCA 232; (2013) 237 A Crim R 490

Legislation cited

  • Crimes Act 1900 (NSW), § 61M, 66A, 578A
  • Criminal Appeal Act 1912 (NSW), § 5, 5A
  • Criminal Appeal Rules, § 4
  • Criminal Procedure Act 1986 (NSW), Part 6

Judgment

  1. [1]

    LEEMING JA: The applicant cannot be named, by reason of s 578A of the Crimes Act 1900 (NSW); “Cabot” is a pseudonym. He stood trial in the District Court on an indictment containing 11 counts. Nine of those counts were charges of committing an act of indecency on a child under the age of 16 years, contrary to s 61M(2) of the Crimes Act. The remaining two counts were charges of sexual intercourse with a child under the age of 10 years, and under his authority, contrary to s 66A(2) of the Crimes Act. The child was the applicant’s stepson, and was aged between 5–8 years at the time of the events in question.

  2. [2]

    The trial took place in August and early September 2017. On 4 September 2017, the jury returned verdicts of not guilty on counts 4, 10 and 11. On 5 September, the jury returned guilty verdicts on counts 3 and 5. The jury failed to reach a verdict in respect of all other counts. This Court was told that the prosecution for the undetermined counts would take place in October 2018. In the meantime, the applicant has not been sentenced, and continues to be on bail.

  3. [3]

    A notice of appeal was only filed some nine months later, on 12 July 2018, but it was accompanied by an affidavit by the applicant’s solicitor explaining that he had received instructions to file a notice of intention to appeal but through oversight had failed to do so. An application for extending the time within which to appeal was not opposed by the Crown, and the hearing in this Court proceeded on the basis that the extension would be given.

  4. [4]

    Count 5 charged an offence of indecent assault based on an allegation of a touching of the child’s penis. Count 3 charged an offence of indecent assault based on the applicant grabbing the child’s hand and placing it on the applicant’s penis. Each of those accounts was associated with a picture drawn by the child during the child’s video-recorded interviews which were played to the jury. The child’s picture became exhibit 3 in the case of count 5, and exhibit 7 in the case of count 3.

  5. [5]

    It is not necessary, having regard to the nature of the grounds of appeal and the submissions made in support of them, to summarise the entirety of the trial. However, it is necessary to be quite precise about the manner in which the child’s testimony came to be before the jury, in order to explain the sources of the inconsistencies in the child’s evidence which are central to the applicant’s submissions.

The evidence given by the child

  1. [6]

    The child participated in two video recorded interviews with a member of the Kogarah child abuse squad. Those interviews took place on 1 July 2016 and 10 May 2017, and may conveniently be described as the first and second JIRT interviews.

  2. [7]

    Following the original reporting of the matter to authorities in late June 2016, and the child’s first JIRT interview on 1 July 2016, the applicant was charged with 5 offences, including the offence which became count 5 on the indictment. The matter was committed for trial and the complainant’s evidence was pre-recorded on 6 February 2017, before a judge other than the primary judge. However, on 4 May 2017, the child made a further complaint to his mother and was interviewed by police again on 10 May 2017. In this second interview, which was also recorded, the child made allegations for the first time of fellatio as well as other allegations of indecent assault. That gave rise to charges including count 3 on the indictment.

  3. [8]

    The child’s evidence at trial (including cross-examination) was pre-recorded with the assistance of a witness intermediary, pursuant to the provisions of Part 6 of the Criminal Procedure Act 1986 (NSW), immediately before the commencement of the trial, on 21 and 22 August 2017. (There is some scope for confusion concerning the second day, which comprises pp 100–148 of the transcript, because each page is dated, incorrectly, “07/08/17”.)

  4. [9]

    Thus, the child participated in two recorded JIRT interviews on 1 July 2016 and 10 May 2017, and gave pre-recorded evidence on 6 February 2017 and 21 and 22 August 2017. As will be summarised below, save in relation to two short extracts of the JIRT interviews, this Court was not asked to listen to or view any of those recordings.

  5. [10]

    Mr Dhanji SC, who with Ms Hutchinson appeared for the applicant in this Court (but not at trial) dealt first with count 5 and then count 3. It will be convenient to follow the same order.

  6. [11]

    There were inconsistencies in the child’s evidence relating to both of counts 3 and 5, and the submissions in this Court focussed upon those inconsistencies. It should be said at the outset that those inconsistencies were at the forefront of the defence at trial, and were squarely placed before the jury. I set out the evidence of the child below, which is addressed to the primary evidence of the elements of the offence, and the inconsistencies in the child’s evidence, as to time of day, how old he was, whether the child’s stepbrother was in the house, and whether he reported the incident to his mother.

  7. [12]

    In his first JIRT interview, at questions 383–462, the child described something that happened when his mother went to the gym. He said that he felt like sleeping and just went into his bedroom, and “then he just came in and done it”. The child was asked to draw a picture of his bedroom, and did so, the picture becoming part of exhibit 3. The picture showed the child lying on his side and a picture of another person standing with a line representing his arm extended to the child’s penis. This was explained in the interview as follows:

  8. [13]

    He added that the incident was at night time, but then gave this evidence:

  9. [14]

    He also said that his stepbrother was in his bedroom at the time, playing on his iPad, and that he had told nobody about it other than his mother. He gave this evidence:

  10. [15]

    In his pre-recorded evidence given on 6 February 2017, the child stated that he had watched the JIRT video on the previous Friday, 3 February 2017. On this occasion, his evidence was that the incident occurred in the morning. He gave the following evidence in cross-examination:

  11. [16]

    Later in his evidence, in re-examination, he said the following:

  12. [17]

    At the second JIRT interview, the complainant said that “there was another thing, there’s two things what actually, there’s a few things what popped up in my head, and some things what I forgot last time when we did the, um, interview”. He also said that he “was a little bit shy to say it, ‘cause I didn’t feel right to say it. But now I, I’m older and I know what to do and I … feel good to say it”.

  13. [18]

    At the time of this interview, the child’s mother and the applicant had separated.

  14. [19]

    In evidence was a page of a notebook, signed by the child’s mother and dated 15 May 2017, which contained two entries. One was in the child’s handwriting and related to another count. The other was in the mother’s handwriting and stated:

  15. [20]

    The child was asked about that note, and gave unclear evidence as to when it happened. He then gave this evidence:

  16. [21]

    Once again, the child was asked to draw a picture, which he did. The picture shows images of two people, each labelled in the child’s handwriting with a line representing the child’s arm outstretched to the applicant’s penis. This became exhibit 7.

  17. [22]

    After describing the picture, the child gave these answers:

  18. [23]

    The picture also included an image of his younger stepbrother and the word “running” after the stepbrother’s name. The child said that his stepbrother had left the room and then returned to what the applicant had done:

  19. [24]

    The child said that the applicant “warned me, if you do tell Mum, I’ll be disgraced in you”.

The applicant’s submissions

  1. [25]

    The applicant advanced two grounds of appeal. The first and principal ground was that the jury’s verdict with respect to counts 3 and 5 was unreasonable having regard to the evidence. Secondly, and in the alternative, and confined to count 5, it was submitted that there had been a miscarriage of justice occasioned by the trial judge’s failure to direct the jury that they must be unanimous as to the particular occasion of the indecent assault. The applicant was granted leave to amend the notice of appeal to include the alternative ground. Leave was granted on the basis that Mr Dhanji would address the whole of the alternative ground orally and that the Crown would be given time to make supplementary submissions. That occurred, promptly following the hearing.

  2. [26]

    The applicant’s primary submission was that the inconsistencies in the child’s evidence with respect to (a) the timing of the incident, (b) the whereabouts of his mother, (c) the whereabouts of his stepbrother and (d) whether the child told his mother about the assault, cast doubt as to whether the incident occurred at all.

  3. [27]

    The applicant’s written and oral submissions emphasised the inconsistencies in the child’s evidence as to when the incident took place and whether his mother was in the house at the time. The child had said in the first JIRT interview that the applicant assaulted him in the evening when the child’s mother was at the gym. Later, in the pre-recorded evidence, in cross-examination and re-examination, the child said that the assault took place in the morning and gave contradictory evidence as to whether his mother was still in the house at the time. The applicant submitted that the child’s evidence was problematic and difficult to reconcile with evidence of the family’s morning and evening routines. The applicant contended that if one were to accept the child’s evidence that the incident happened in the morning, and not in the evening when his mother was at the gym, then one ought to accept, for example, the high likelihood that the applicant was at work at the time of the incident. In oral argument it was submitted that the inconsistencies in the child’s evidence were significant and, in essence, amounted to not coming up to proof (by analogy with a witness whose evidence in chief fails to adhere to a statement previously made by the witness).

  4. [28]

    Once again, the applicant submitted that having regard to a number of inconsistencies in the child’s evidence, this Court could not be satisfied beyond reasonable doubt that the applicant indecently assaulted the complainant on the occasion in count 3. The applicant pointed to inconsistences in the child’s evidence with respect to (a) the duration of the incident, (b) his age at the time of the incident, (c) whether his stepbrother was in the house at the time, (d) whether he told his mother about the assault and (e) the time of day when the incident occurred. It was submitted that when all of the inconsistencies are considered together, it could not be said that the Crown had discharged its burden of proving the assault beyond reasonable doubt.

  5. [29]

    The child initially said in the second JIRT interview that the applicant had forced his hand to touch the applicant’s penis for 1 second but later in the same interview said that the incident took 6 to 7 minutes. It was submitted that the inconsistency in the child’s evidence was significant. It was also said that the child’s inconsistent statement as to whether he told his mother about the assault was a further indication that the child’s account of the incident was unreliable.

  6. [30]

    It was submitted that it was a “concerning feature of the evidence” that the child could not remember whether he was 6 or 8 years of age when the incident took place. It was said that there was a big difference between the ages of 6 and 8, and that the child should have been well aware of his age at the time of the incident.

  7. [31]

    The child had said initially that his stepbrother was leaving the room when the assault took place. The child had also drawn a picture of the incident in which his stepbrother was depicted as running out of the room. Later, on cross-examination, the child said his stepbrother was in day care at the time. It was submitted that this inconsistency, when considered with the other inconsistencies in the child’s account, was integral to the reliability of the child’s evidence.

  8. [32]

    It was also submitted that the child’s delay in raising the incident in count 3 until after the first JIRT interview was another factor that contributed to the overall unreliability of the child’s evidence. The child explained that he was reticent to report the incident because he was shy and that the applicant had warned him not to tell his mother. It was contended that the child’s explanation of being too shy to report the incident was unsatisfactory as count 3 was not significantly different from the other counts, which the child readily reported, and it was noted that the child had made no mention of being pressured into secrecy by the applicant in the first JIRT interview.

  9. [33]

    It was submitted that the different verdicts of the 11 counts in this case, comprising both not guilty and non-verdicts, needed to be considered when determining whether the guilty verdicts for counts 3 and 5 were reasonable. However, Mr Dhanji disavowed the proposition that the different verdicts were directly inconsistent, as was the case in MacKenzie v The Queen (1996) 190 CLR 348; [1996] HCA 35, but sought to diminish the deference which this Court would ordinarily give to the jury’s verdict. He said:

  10. [34]

    Ground 1A, for which there was a grant of leave to amend during the hearing of the appeal, without prejudice to the need to obtain leave pursuant to r 4, was that there had been a miscarriage of justice in relation to count 5 because the jury had not been directed that they must be unanimous as to the particular occasion on which the child was indecently assaulted.

  11. [35]

    The applicant submitted that the inconsistencies in the child’s evidence gave rise to the possibility that the child was describing two separate incidents in relation to count 5. Mr Dhanji contended this was an “insurmountable problem with respect to the verdict” on the basis that the trial judge failed to direct the jury that they must be unanimous as to the particular occasion that the applicant indecently assaulted the complainant. It was contended that the trial judge’s failure to give a unanimity direction was a miscarriage of justice: Lane v The Queen [2018] HCA 28; (2018) 92 ALJR 689, although it was acknowledged that no such direction had been sought. It was also contended that neither r 4 of the Criminal Appeal Rules nor the proviso stood in the way of the verdict being set aside on this ground.

  12. [36]

    Later in his oral submissions, the applicant referred to the fact that some of the child’s evidence had been expressed in general terms. For example, in answer to a question as to when the applicant had first touched him on the doodle, the child said “Normally when I go in and just lay down – I just – he just starts it” and then later that “It happened in bed or out in the lounge room when Mum’s gone to the gym or work”. Counsel very fairly noted that when the primary judge summed up, she gave an extensive direction as to context evidence, reinforcing that that evidence could not be used as part of a reasoning based on tendency, or substituted for the specific allegations contained in the indictment. Her Honour confirmed that the jury had to “be satisfied beyond reasonable doubt that the particular allegations alleged in each count occurred.”

  13. [37]

    The submission was made that it was a reasonable possibility that the questioner and the child were at cross-purposes, a submission made by Mr Dhanji which was based on the following considerations: “identifying a possible cause of the child’s confusion in relation to his evidence on that point, the element of imprecision in the questioning, the failure to clearly draw attention to the child, the inconsistencies between his earlier evidence in the JIRT interview and/or to confine the incident”.

  14. [38]

    Reliance was also placed on the cross-examination (reproduced in full above) recorded in the transcript as follows:

  15. [39]

    The submission was that the vagueness and inconsistency of the child’s evidence as to time left open the possibility that different members of the jury might have reached a verdict on count 5 based on acceptance that the indecent assault occurred at different times.

The Crown’s submissions

  1. [40]

    The Crown submitted that the inconsistencies in the child’s evidence should not be overstated, and that the child generally had difficulty placing incidents within a particular time frame. The inconsistencies in the child’s evidence with respect to the timing of count 5 were not addressed with the child in any detail during cross-examination. In spite of those inconsistencies, both parties at trial had no difficulty treating the child’s evidence as describing the same incident. The Crown also sought to distinguish R v Kennedy [2000] NSWCCA 487 on the basis that time was not of the essence or critical to the proof of the charge alleged in this case.

  2. [41]

    The Crown was permitted to play two extracted clips of the JIRT interviews where the child made certain hand gestures to describe the sexual conduct of counts 3 and 5. Mr Dhanji did not object to the clips being played. The Crown described the actions made by the child’s in relation to count 5 thus:

  3. [42]

    The Crown submitted that the child’s account of the incident should be regarded as credible given the natural way in which the narrative unfolded. The detail in the child’s account that the applicant had grabbed his hand and “actually spread my hand out to go on it” suggested the child was remembering an incident that had occurred. The Crown pointed to the child’s description of the applicant’s penis as “Hard. Hard. Weird and hard” as strong indication that the child had experienced the incident. The Crown also submitted that the child’s gestures in describing count 3 were consistent with the sexual conduct alleged. A clip of the child describing count 3 was played and the Crown summarised the child’s actions thus:

  4. [43]

    The Crown submitted that little weight should be given to the inconsistencies in the child’s evidence as to the duration of the assault or the time of the day when the assault took place. The child had demonstrated a lack of capacity to estimate the time and did not have regard to a clock. The Crown submitted that due regard should be given to the child’s recollection that the incident took place when he had an Xbox, which places the incident after 2013.

  5. [44]

    In relation to the child’s inconsistent statements as to whether his stepbrother was in the room at the time of the incident, the Crown submitted that the evidence was drawn to the child’s attention during the second pre-recorded evidence, and the child confirmed that his stepbrother was in fact running out of the room. This evidence was also consistent with the child’s drawing of the incident in exhibit 7 (which showed his stepbrother running). In relation to the child’s delay in disclosing the assault, the Crown submitted that the questions asked during the first JIRT interview were not framed in a manner that would necessarily elicit a response, and that the interview had ended abruptly without the child’s memory being exhausted. The Crown submitted that the child’s explanation that he did not tell his mother about the incident because he felt shy and because the applicant had warned him not to tell ought to be accepted.

  6. [45]

    The Crown submitted that the different verdicts reached in this case were not inconsistent with the jury’s finding of guilt for counts 3 and 5. The Crown submitted that the jury had come to the logical and rational conclusion that there was insufficient evidence to convict for each of those counts.

  7. [46]

    In response to the alternative ground of appeal, the Crown submitted that the Crown Prosecutor in his closing address had made clear that count 5 was anchored in the single incident that occurred in the child’s loft bed when his mother was at the gym. The trial judge in her summing up gave the direction that the jury “must not substitute the evidence of the other acts for the specific allegations contained in the charges on indictment”. The jury could not have understood the inconsistencies in the child’s evidence as representing some other factual basis upon which to convict the applicant. The Crown thus distinguished the facts of this case from Lane v The Queen. It was submitted that:

  8. [47]

    The Crown added that the failure to take the point at trial indicated that the point was not considered to be important, supporting the absence of any miscarriage of justice. The Crown submitted that there was nothing to suggest that the jury might have regarded it as open to them to convict on count 5 other than on the basis described in the first JIRT interview. Further, insofar as the complainant’s evidence could be regarded as identifying a second incident on the loft bed, the primary judge’s directions on context evidence were sufficient to prevent that evidence from being used impermissibly.

This Court’s jurisdiction

  1. [48]

    At the time of hearing this appeal, and so far as I am aware to date, a conviction has not been entered in respect of counts 3 and 5. The right of appeal conferred by s 5 of the Criminal Appeal Act 1912 (NSW) provides that “a person convicted on indictment may appeal under this Act to the court … with the leave of the court”.

  2. [49]

    The jury’s verdict is distinct from the conviction. In NH v DPP (SA) (2016) 260 CLR 546; [2016] HCA 33, French CJ, Kiefel and Bell JJ explained the distinction at [76]–[78]:

  3. [50]

    This Court held in R v MAJW [2007] NSWCCA 145; (2007) 171 A Crim R 407 that there was jurisdiction to hear and determine a question of law submitted by the trial judge under s 5A of the Criminal Appeal Act, which provided for the submission of “any question of law arising at or in reference to such trial or conviction to the Court of Criminal Appeal”. A jury had returned guilty verdicts but the trial judge was unwilling to sentence because he took the view that the counts on the indictment did not disclose an offence at law. This Court rejected the submission that there had been no “conviction” for the purposes of s 5A. James J, with whom in this respect Rothman and Harrison JJ agreed, referred to the multiple meanings of “conviction”. His Honour noted that Barwick CJ had said in Griffiths v The Queen (1977) 137 CLR 293 at 301-302; [1977] HCA 44 that generally “the return by the jury of a verdict of guilty both establishes guilt and amounts itself to a conviction”, and that Aickin J had written to the same effect at 334. In reaching that view, James J was quite conscious that when a person has been “convicted” turns very much on the context in which the statement is made. His Honour cited the judgment of Dawson and McHugh JJ in Maxwell v The Queen (1996) 184 CLR 501; [1996] HCA 46, where the point was made at 507:

  4. [51]

    I am satisfied that this Court should apply the same approach to s 5 as was applied in R v MAJW to s 5A(1). No submissions were put to the contrary, but naturally it remains necessary for the Court to be satisfied of its jurisdiction: Obeid v R (2015) 91 NSWLR 226; [2015] NSWCCA 309 at [9]. In order to explain why, it is convenient to reproduce s 5(1)(a), 5(1)(b) and s 5A(1):

  5. [52]

    There is a close correlation between the right of appeal “against the person’s conviction on any ground which involves a question of law alone” in s 5(1)(a) and the power to submit a question of law arising at or in reference to such trial or conviction in s 5A(1), not only textually, but also because the latter subsection provides that “such submission shall be dealt with as if it were an appeal under section 5”. It would be strange if only s 5A(1) but not s 5(1)(a) were available following a verdict and in the absence of a formal conviction. It would also be strange if a jury’s verdict were sufficient for s 5(1)(a) but not sufficient for s 5(1)(b), since those two paragraphs are together intended to cover the field. Constructions which yield improbable or capricious results are to be avoided on settled principles of statutory interpretation: Cooper Brookes (Wollongong) Pty Ltd v Federal Commissioner of Taxation (1981) 147 CLR 297 at 321; [1981] HCA 26. Finally, I am far from being persuaded that any aspect of the reasoning in R v MAJW is plainly wrong, and I note that the same conclusion has also been reached (although once again, without the benefit of submissions) in Tonari v R [2013] NSWCCA 232; (2013) 237 A Crim R 490 at [3] and Jenkins v Director of Public Prosecutions [2013] NSWCA 406 at [11] and [118].

  6. [53]

    Hence I conclude that the right to appeal “against the person’s conviction” in s 5(1)(a) and (b) of the Criminal Appeal Act 1912 is available when the jury has returned a guilty verdict, even if no further steps have been taken to record a conviction or sentence the person. Accordingly, this Court has jurisdiction to hear and determine the appeal.

Ground 1 – applicable principles

  1. [54]

    The importance of the jury in determining guilt has been consistently emphasised and recently confirmed in R v Baden-Clay (2016) 258 CLR 308; [2016] HCA 53. The High Court said at [65]:

  2. [55]

    It is uncontroversial that an appellate court in determining whether a verdict is unreasonable must first give due weight to the advantage of the jury before independently assessing the sufficiency and quality of the evidence: M v The Queen (1994) 181 CLR 487 at 493, 494–5; [1994] HCA 63; SKA v The Queen (2011) 243 CLR 400; [2011] HCA 13 at [13]. That said, the court must carry out its own independent assessment of the evidence, as the High Court said in M v The Queen at 492.

  3. [56]

    The class of case into which, on the applicant’s submissions, the jury’s guilty verdicts fell, was described in Jones v The Queen (1997) 191 CLR 439 at 453; [1997] HCA 56 by Gaudron, McHugh and Gummow JJ:

  4. [57]

    It has been said that an appellate court will not readily set aside a guilty verdict on account of inconsistent verdicts: R v Markuleski [2001] NSWCCA 290; 52 NSWLR 82 at [65], [73] and [99] (Spigelman CJ, with whom Carruthers AJ agreed), [217]–[219] and [224] (Wood CJ at CL); R v NEK [2001] NSWCCA 392 at [24]; R v Bonat [2004] NSWCCA 240 at [106]; McCann v R [2014] NSWCCA 79 at [19], and that it should not immediately be assumed that a difference in verdicts inevitable demonstrates a want of credibility in the complainant’s evidence: Allan v R [2017] NSWCCA 6 at [84].

  5. [58]

    An appellate court faced with inconsistent verdicts must attempt to reconcile the verdicts, allowing it to conclude that the jury had adequately performed its functions: Mackenzie at 367. In this exercise, “the focus of the inquiry is upon any explanation, not for the convictions, but for the acquittals”: R v TK (2009) 74 NSWLR 299 at [128] per Simpson J (McClellan CJ at CL and Latham J agreeing). If a rational explanation for the acquittals can be found, without casting doubt over the complainant’s credibility, then the verdicts are not unreasonable: R v TK at [128], [130].

Consideration of ground 1

  1. [59]

    In almost every case which depends on testimonial evidence, witnesses will give inconsistent evidence. That is especially so in any case where the witness originally makes a complaint and later is asked to give evidence about it and is cross-examined about it. Material inconsistencies can of course detract from the probative value of a witness’s testimony. However, the mere fact of inconsistent evidence does not of itself entail that a verdict cannot be sustained. Indeed, if the witness is capable of a mechanically perfect reproduction of evidence originally given in an interview or a statement months or years before, the appropriate inference may be that the witness has learned his or her lines but has little actual recollection of what occurred.

  2. [60]

    Thus, it has commonly been stated that there is no necessary unreasonableness for the jury to accept some inconsistencies in the complainant’s evidence. As McHugh J observed in M v The Queen at 534, “[i]t is the everyday experience of the courts that honest witnesses are frequently in error about the details of events”. Recently, in Palmer v R [2018] NSWCCA 205, Basten JA said (with the agreement of McCallum and Bellew JJ) at [51]:

  3. [61]

    In the particular case of sexual offences, Johnson J said in Tonari v R at [192]:

  4. [62]

    There were many inconsistencies in the child’s evidence. They were prominent in the series of “worrying features” which Mr Walsh (who appeared for the applicant at trial) enumerated in his closing address to the jury. And they were acknowledged and addressed by the Crown. In short, the inconsistencies relied upon in support of the applicant’s appeal were not only obvious on the face of the child’s evidence, but they were also emphasised to the jury in closing address by both Crown and defence. This is a case where the jury in discharging their function could not but have evaluated the inconsistencies which had been drawn to their attention in order to determine whether the Crown has established the elements of the offences to the criminal standard.

  5. [63]

    Take for example the inconsistency at the forefront of the applicant’s challenge to the verdict on count 5, namely, whether the incident occurred in the morning or the evening. The child was unsure when it occurred. As noted above, his evidence in the first JIRT interview was:

  6. [64]

    Of course, the members of the jury were entitled to assess the child’s evidence in light of his acknowledged uncertainty as to whether the incident took place in the morning or the evening. He plainly did not have a clear and distinct recollection of when he remembered the incident had occurred. But the fact that a witness is uncertain as to the time at which an event occurs does not necessarily detract from his or her recollection that the event did indeed occur. Indeed, it is a matter of common experience that sometimes a witness who candidly accepts that he or she has a poor memory of one or more details is, for that reason, all the more compelling and convincing as to what he or she can recall.

  7. [65]

    The position would be different if the child had originally claimed a clear recollection of time, only later to withdraw to uncertainty. But that was not this case.

  8. [66]

    These matters, which are matters of ordinary experience, was laid out before the jury. For example, the Crown addressed the jury on one aspect of the child’s uncertainty as to time as follows, in connection with count 5. The jury was referred to the evidence that the child was trying to sleep, but added:

  9. [67]

    The defence likewise drew attention to the discrepancy. After repeating the evidence, counsel said:

  10. [68]

    The trial judge’s summing up makes it plain how obvious the inconsistencies must have been at trial:

  11. [69]

    I see no difficulty in the jury accepting the evidence of a witness who was uncertain as to timing but clear as to the fact of the indecent assault. The child gave what I would regard as clear testimony of the two indecent assaults occurring, and drew pictures describing himself and the indecent assaults made by the applicant. In that respect, there is a ready explanation for the acquittals on counts 4, 10 and 11, which were not the subject of such pictures. It was open to the jury to accept to the criminal standard the child’s recollection of the events he described in words and pictures, notwithstanding the applicant’s testimony to the contrary, and there is no inconsistency with the jury’s guilty verdict on counts 3 and 5 and what was entirely plain, namely, that the child had a poor comprehension and recollection of time.

  12. [70]

    Understandable prominence was given during the applicant’s submissions to the inconsistent evidence as to time because the other matters (such as the location of the child’s stepbrother) were, with one exception, more peripheral.

  13. [71]

    Insofar as the applicant relied on the inconsistent evidence as to whether the child’s mother was in the house or at the gym, this goes no further than the child’s uncertainty as to the timing.

  14. [72]

    Insofar as the child had a very limited and inconsistent recollection of when he told his mother, once again I see no reason why that prevented the jury from accepting his evidence that the events described in fact occurred. The same is true of the location of the child’s stepbrother.

  15. [73]

    As the applicant submitted, part of the child’s pre-recorded evidence diverged from what he had said in his JIRT interviews, so that, in a sense, the child did not “come up to proof” when giving his sworn evidence. But for the reasons already given, that way of putting the submission takes the matter no further.

  16. [74]

    One aspect of the evidence relating to count 3 falls into a different category. The applicant emphasised the inconsistent evidence as to how long the child’s hand was touching the applicant’s penis. It will be recalled that the child originally said “he grabbed my hand and actually forced it to go on his doodle. But that was only for, like 1 second” (A 427 in the second JIRT interview at 10.52am) but then, when he was asked “how long did he force your hand on his doodle for” the child answered first “6 minutes” and then “7 minutes” and then “I dunno. Just say I don’t know” (A 458 at 11.00am).

  17. [75]

    This evidence went directly to an element of the indecent assault charged in count 3. However, I would not conclude that it detracts from the jury’s verdict. Telling against the applicant’s submissions are the following matters.

    1. (1)

      First, the discrepancy was highlighted in the defence closing address:

    2. (2)

      Secondly, as the Crown submitted there was on the face of the child’s evidence an obvious reconciliation between the times, because they were directed to two quite different things: the one second referred to the actual forcing of the child’s hand onto the applicant’s penis, while the 6 minutes or 7 minutes related to the time during which his hand was on the applicant’s penis.

    3. (3)

      Thirdly, the jury was required to assess the child’s evidence as a whole. Immediately after giving the answers of “6 minutes”, “7 minutes” and “Just say I don’t know”, the child drew a picture of what occurred on which unequivocally showed his hand on the applicant’s penis, which he described as “Hard. Hard. Weird and hard”, and he then described using his own hand and a pen what was described by the Crown as:

  18. [76]

    This portion of the video-recorded interview was shown to the Court, because the transcript could not disclose the child’s gestures. It was open to the jury to accept the child was giving an accurate account of what the applicant had done.

  19. [77]

    The ultimate submission, as framed by the applicant, was that this Court when it looked closely at the evidence and formed its own independent assessment of it would have some doubt, being a doubt which was not capable of being resolved by the advantage enjoyed by the jury. That submission is not made out. The child had described the applicant doing the acts which comprised counts 3 and 5, including using language which is inherently plausible, and he had drawn diagrams of what he was describing. The jury had the benefit of seeing the child give that evidence over some hours. Neither the fact that the jury was not satisfied beyond reasonable doubt of the other counts, nor the inconsistencies in the child’s evidence, stands in the way of the jury’s acceptance of the applicant’s guilt on counts 3 and 5. I do not accept that the matters advanced by the applicant give rise to a doubt which cannot be resolved by the advantage enjoyed by the jury. I also agree with McCallum J’s comment about the quality of the child’s evidence.

  20. [78]

    While there should be the requisite extension of time and grant of leave, this ground is not made out.

Consideration of ground 1A

  1. [79]

    I do not accept that there was a real prospect that the jury reached a guilty verdict on count 5 on a basis which may have involved some being persuaded that the incident occurred in the morning, and others in the evening. That is because, as the Crown submitted, this was simply not how the trial was run.

  2. [80]

    In closing address on ground 5, the Crown accepted that the child was confused about the time. But there was no good reason to understand that the jury might have been confused as to which incident the child was speaking, which was anchored in the Crown’s submission to the diagram which became exhibit 3. The question for the jury was whether they were satisfied to the criminal standard that the child was to be believed that the applicant did what the child described, by reference to exhibit 3.

  3. [81]

    The trial judge summed up count 5 as follows:

  4. [82]

    Although there was uncertainty as to time, there was no suggestion that there were two incidents. Understandably, it was not put on behalf of the defence that the child might have been referring to two separate incidents, one in the morning and the other in the evening. Indeed, to the contrary, at trial, Mr Walsh emphasised the child’s inconsistent answers as to whether his mother was at the gym and whether it was at night time or in the morning. His point in doing so was that this was another “worrying feature” which, in his submission, would lead to an acquittal. The force of that submission turned on there being a single incident, as to which the jury could not be satisfied to the criminal standard based on the child’s evidence.

  5. [83]

    Further, the fact that no such direction was sought by the experienced solicitor who conducted the defence, and indeed the fact that this ground was only formulated shortly before the appeal was heard, tend to confirm its unreality.

  6. [84]

    The foregoing is sufficient to lead me to reject the applicant’s submissions on this ground. There is however one final matter on this ground, which was not the subject of submissions. It is that there may have been good reasons for the applicant not to seek a unanimity direction from the primary judge. The premise of such a direction would be that there was evidence capable of leading the jury to find that there had been an indecent assault in the morning and in the evening. That would have been antithetical to the main thrust of the defence, which was that the evidence was so uncertain and inconsistent that the jury could not be satisfied to the criminal standard that any of the indecent assaults or sexual assaults had occurred. However, in light of the absence of submissions on this point, I have not relied on it.

  7. [85]

    I am not persuaded that there has been shown to have been any real prospect of a miscarriage of justice in the primary judge failing to give a unanimity direction which had not been sought and for which there was no need. I would not grant leave under r 4 to advance this ground.

Orders

  1. [86]

    For those reasons, although there should be a grant of leave I would dismiss the appeal. I propose the following orders:

  2. [87]

    McCALLUM J: I agree with the orders proposed by Leeming JA, for the reasons his Honour has stated. The only comment I would add is that the child’s account of the two offences was inherently plausible for the additional reason that a child of that age could not readily explain acts of that kind from imagination; he gave every impression of describing acts he did not fully understand but which he had actually experienced. In my assessment, that is a more compelling indication of reliability than the existence of inconsistencies as to surrounding detail.

  3. [88]

    BELLEW J: I agree with Leeming JA and with the orders his Honour proposes.

Unofficial copy. Source: NSW Caselaw. Refer to the official version for authoritative text.