[2023] NSWCCA 218
Browne v R
(1) Leave to appeal against sentence granted. (2) Appeal allowed. (3) The sentence imposed by Craigie SC DCJ on 21 April 2022 is quashed. (4) In lieu thereof, the applicant is sentenced as follows: (1) For the offence in contravention of s 112(2) of the Crimes Act, taking into account the offences on the Form 1, a period of imprisonment for 3 years commencing on 14 February 2022 and expiring on 13 February 2025 with a non-parole period of 2 years and 3 months commencing on 14 February 2022 and expiring on 13 May 2024. (2) For the offence in contravention of s 54(1)(a) of the Road Transport Act, imprisonment for 6 months commencing on 14 February 2022 and expiring on 13 August 2022 together with a 12 month disqualification from driving. (3) The total sentence imposed is a period of imprisonment for 3 years commencing on 14 February 2022 and expiring on 13 February 2025 with a non-parole period of 2 years and 3 months commencing on 14 February 2022 and expiring on 13 May 2024. (5) The earliest date the applicant will be eligible to be released on parole in respect of this offending is 13 May 2024.
Catchwords
CRIMINAL LAW – sentence appeal – error in commencement date – commencement date in breach of s 47(5) of the Crimes (Sentencing Procedure) Act 1999 (NSW)
Cases cited
- Bugmy v The Queen (2013) 249 CLR 571;[2013] HCA 37
- DS v R[2014] NSWCCA 267
- Kadwell (a pseudonym) v R[2021] NSWCCA 4
- Kelly v R[2017] NSWCCA 256
- Kentwell v R (2014) 252 CLR 601;[2014] HCA 37
- R v Gray[2018] NSWCCA 241
- White v R[2016] NSWCCA 190
Legislation cited
- Crimes Act 1900 (NSW)
- Criminal Procedure Act 1986 (NSW)
- Crimes (Sentencing Procedure) Act 1999 (NSW)
- Road Transport Act 2013 (NSW)
Judgment
- [1]
KIRK JA: I agree with Lonergan J.
- [2]
BUTTON J: I agree with Lonergan J.
- [3]
LONERGAN J: The applicant, Geoffrey Browne, seeks leave to appeal against the sentence imposed upon him in the District Court on 21 April 2022, following a plea of guilty to a charge of aggravated break, enter and commit indictable offence, contrary to s 112(2) of the Crimes Act 1900 (NSW). This offence carries a maximum penalty of 20 years imprisonment and a standard non-parole period of 5 years.
- [4]
Taken into account on sentence were two offences set out on a Form 1 certificate: attempt to dispose of property contrary to s 188(1) of the Crimes Act which carries a maximum penalty of 10 years imprisonment and conspiracy to commit a robbery in company contrary to s 97(1) of the Crimes Act which carries a maximum penalty of 20 years imprisonment.
- [5]
The applicant pleaded guilty in the Local Court at an early stage. He was sentenced to 4 years and 3 months imprisonment with a non-parole period of 2 years and 9 months, Craigie SC DCJ having taken into account the 25% discount for his plea of guilty. The commencement date given was 22 June 2022 (effectively 2 months after the date of sentence) and so the head sentence is due to expire on 21 September 2026 and the non-parole period to expire on 21 March 2025.
- [6]
The applicant was also sentenced to 6 months imprisonment to be served concurrently for a related offence of driving whilst disqualified contrary to s 54(1)(a) of the Road Transport Act 2013 (NSW) and was disqualified from driving for 12 months.
- [7]
The applicant seeks leave to appeal against the sentence imposed on the following grounds:
- (1)
The applicant has a justifiable sense of grievance when comparing his sentenced to that imposed on the co-offender, Kayne Hall.
- (2)
The sentencing judge erred in his approach to the commencement date of the sentence and in ordering the sentence to commence on 22 June 2022.
- (1)
- [8]
The applicant was sentenced at the same time as his two co-offenders, Kayne Hall and Geoffrey Sheridan. All three offenders entered guilty pleas at a relatively early stage and were given the benefit of a 25% discount. Complaint is made about the indicative sentence noted for Mr Hall in relation to the “same offences” as the applicant.
- [9]
Mr Hall was sentenced to a total aggregate sentence of 5 years and 9 months imprisonment with a non-parole period of 3 years and 9 months taking into account other offending with which the applicant was not involved. The sentence was backdated to commence on 1 February 2021.
- [10]
For the aggravated break and enter offence that Mr Hall committed with the applicant on 30 October 2020, the sentencing judge prescribed an indicative sentence of 3 years imprisonment with a non-parole period of 2 years, having taken into account two other offences on a Form 1 certificate. The attempt to dispose of property was the same offence as the applicant, but Mr Hall was actually charged with the aggravated version of conspiracy to commit robbery in company under s 97(2) of the Crimes Act, that is, conspiracy to commit robbery armed with a dangerous weapon. The latter portion of that offence carries a maximum penalty of 25 years imprisonment, and although dealt with on a Form 1, in the written submissions on sentence provided by both the Crown and counsel for Mr Hall, the fact that Mr Hall was charged with that aggravated offence was specifically addressed.
- [11]
There were errors in the Agreed Facts tendered on sentence and, ultimately, in the sentencing judge’s remarks as to the nature of the s 97(1) offence being taken into account on the Form 1 in the applicant’s case. The Agreed Facts describe the applicant’s sequence 5 as “conspiracy to commit Robbery armed in Company” (sic) and cites s 97(1) of the Crimes Act. In Mr Hall’s case sequence 1 is (correctly) described as “Conspiracy to commit Robbery armed with a dangerous weapon”, but then the wrong provision is cited: s 97(1) instead of s 97(2).
- [12]
Whilst acknowledging these offences were both dealt with on Forms 1 and that the sentencing judge specifically acknowledged in his remarks on sentence that the applicant knew nothing about the firearm being planned to be used in the robbery that had been discussed, the sentencing judge, after referring to the discussions that took place between Hall and Sheridan in and around 26 October 2020 said this: “Hall asked Browne if he wished to participate in a robbery, Browne agreed. I note that it is as a consequence of his agreement to participate that Browne was also charged as having entered into the conspiracy to commit a robbery whilst armed with a dangerous weapon”.
- [13]
This statement by his Honour, although not raised as a separate ground in this appeal, or as a remark informing the parity ground, was obviously incorrect.
- [14]
The parity ground is not without complexity given that the applicant’s offending involved yet another break and enter which was in breach of parole against a background of many similar offences. Mr Hall’s offending was in breach of an ICO, but also against a background of similar offences, although not as extensive a criminal record as the applicant’s.
- [15]
Error in the commencement date for sentence was appropriately conceded by the Crown. This amounted to “Kentwell error” and the applicant must be re-sentenced: Kentwell v R (2014) 252 CLR; [2014] HCA 37 at [44].
- [16]
In those circumstances there is no need for this Court to separately evaluate and determine Ground 1 of this appeal (the parity ground), but obviously the Court will bear considerations of parity in mind on re-sentence.
Factual Background – the common offences
- [17]
This background is taken from the remarks on sentence, which was in turn taken from the relevant parts of the identical statements of facts tendered in respect of each of the three offenders:
- [18]
There was an error in the remarks as to the date of the s 112(2) offence. The correct date is 30 October 2020.
The arrest, guilty plea and proceedings on sentence
- [19]
The applicant was arrested on 16 November 2020 having been released to parole on 9 October 2020 for a sentence imposed by Wass SC DCJ on 23 August 2018 of 9 years 6 months with a non-parole period of 4 years 9 months for offending which entailed multiple counts of aggravated break and enter, aggravated steal, receive stolen property and some other more minor offences taken into account on a Form 1. (He had been in continuous custody regarding that earlier offending between 16 January 2016 and 9 October 2020).
- [20]
His time in custody from his arrest on 16 November 2020 to sentence on 21 April 2022 was referable both to the subject offending and serving the balance of parole for his earlier offending for which he was sentenced by Wass DCJ. The applicant’s balance of parole expires on 24 July 2025.
- [21]
The applicant pleaded guilty in the Local Court and was committed for sentence on 23 September 2021.
- [22]
The applicant’s sentencing hearing was fixed (together with his co-accused) for Friday 10 December 2021 before Craigie SC DCJ. The applicant was represented by counsel Mr Barber. Mr Hall and Mr Sheridan were also each represented by counsel.
- [23]
The sentencing judge indicated at the beginning of the transcript on 10 December 2021, shortly after 10:00am, that “the matter will, in any event go part heard”. The reason for that position was not explained in the transcript but there is no suggestion that the reason for the adjournment had anything to do with the applicant.
- [24]
The applicant confirmed his plea of guilty to all charges. Mr Barber tendered the 2020 reports of Mr Machlin, Psychologist, and Dr Robertson, Psychiatrist. Written submissions were provided that included the submission that it would be appropriate to backdate the sentence “from the date of his plea in the Local Court”, that this would acknowledge the need for accumulation on the existing sentences, and that the Court would not commence the sentence at a date later than the day of sentence “given that this would potentially leave a phantom period in any gaol term should parole on the existing sentence be granted”.
- [25]
The Crown tendered a bundle of material on sentence and provided written submissions in respect of each of the three offenders. Mr Hall and Mr Sheridan also adhered to their guilty pleas.
- [26]
Within the Crown’s written submissions regarding the applicant was an analysis of “time in custody” submitting that none of the time spent in custody since arrest on 16 November was “solely referable to these offences” and that “the commencement of any sentence imposed should take into account that the offender is currently serving another sentence”.
- [27]
Before delivering his remarks on sentence on 21 April 2022, the sentencing judge checked with the representative for the Crown as to whether words in bold in the Crown Sentence Summary: “Any sentence imposed for these offences should commence after 22 September 2022” was a “view expressed” rather than “representing any principle of law”. The Crown representative replied: “...it probably should be worded “could be considered.” That proposed commencement date and the oral clarification provided on 21 April 2022 were incorrect in that they contained the assumption that the sentencing judge could choose a prospective commencement date for sentence some five months after the sentencing hearing which was contrary to the approach taken by this Court to s 47 of the Crimes (Sentencing Procedure) Act 1999 (NSW) in White v R [2016] NSWCCA 190 (“White”).
- [28]
The sentencing hearing was stood over part heard to 7 February 2022. This was the first available day that the sentencing judge indicated he could accommodate. A date was also fixed by him for sentence delivery: 1 April 2022. It was reasonable to anticipate that some time would be needed after completion of the sentencing hearing to prepare remarks on sentence given the complexity of the sentencing exercise entailed for each of the three offenders.
- [29]
The proceedings on sentence continued on 8 February 2022, the date having been moved back one day by consent. In the interim, additional relevant offences of Mr Hall were drawn to the attention of the sentencing judge and added to the sentencing exercise. Mr Hall confirmed his guilty pleas in respect of those additional offences. Mr Barber again appeared for the applicant. A letter of support from the applicant’s mother was tendered without objection. Mr Barber made oral submissions, as did the Crown, counsel for Mr Hall and counsel for Mr Sheridan. The proceedings took most of the day and were stood over to 1 April for sentence.
- [30]
Section 47 of the Crimes (Sentencing Procedure) Act was not drawn to the attention of the sentencing judge, although length of the sentence and the issue of an appropriate commencement date for sentence were briefly touched on in oral submissions by Mr Barber in the context of referencing the further delay of two months before the sentence would be imposed.
- [31]
On 1 April 2022, both Mr Sheridan and Mr Hall were unable to appear because they were in COVID-19 related isolation, and so the proceedings were adjourned to 13 April 2022.
- [32]
On 13 April 2022, his Honour was not ready to proceed to sentence and raised the question of compulsory drug treatment orders for Mr Hall, and potentially the applicant, and whether the Crown wished to offer an opinion as to the availability of that diversion for those offenders.
- [33]
The proceedings were stood over to 21 April 2022 for sentence.
Remarks on sentence – role of the applicant and corresponding objective seriousness of the offending
- [34]
There was no overt reference, in terms, to the objective seriousness of the offending, but there were a number of relevant observations made by the sentencing judge. There was reference to the “statutory guideposts” for sentence for the s 112(2) offence which “informs the inherent seriousness of the offending”, being 20 years with a standard non-parole period of 5 years.
- [35]
Later in his remarks the sentencing judge described this as an “inherently serious offence” with which the applicant was “very actively involved in the offending and in its planning as a person with experience in such offending”. The fact that the offending occurred while it would be expected people would be asleep, and the absence of an aggravating factor in that entry was achieved by opening an unlocked door (and so a constructive break) were also noted.
- [36]
In respect of the conspiracy offence on the Form 1, his Honour found that the applicant “had limited knowledge of the mechanism by which the robbery was to be committed, in particular he was not informed as to the likely presence of a dangerous weapon”, and later in his remarks stated: “I have been careful to note… the absence of any agreement by Browne that a weapon, whether dangerous or otherwise, was to be contemplated”. His Honour also noted that in effect the s 112(2) offence was in furtherance of the conspiracy offence and that he had taken care not to “double count” in that regard.
- [37]
The other offence on the Form 1 was referred to by his Honour as one able to be dealt with in the Local Court and so effectively bound by the Local Court jurisdictional limit of 2 years imprisonment.
The applicant’s subjective case – findings of the sentencing judge
- [38]
His Honour commenced his analysis of the offender’s subjective case with reference to his “serious record of offending that involved outcomes in extended periods of imprisonment for a range of criminal conduct from age 15”, although observing that the common law excludes treatment of the offender’s record as aggravating the offending.
- [39]
His Honour observed that the applicant’s criminal record was evidence of “some propensity” (presumably to commit these types of offences), and so was important in the assessment of general and specific deterrence and the applicant’s prospects of rehabilitation. The applicant was 32 years old at the time of the offending and he had only been out of custody for five weeks on parole. He had been remanded in maximum security (apparently due to a 2012 escape custody) so during COVID-19 he had no access to programs. He was compliant with buprenorphine treatment in custody and hoped to continue with that program on release. He is the father of two children with whom he has little contact and has been unemployed, largely due to drug use issues, since 2005.
- [40]
The principles in Bugmy v The Queen (2013) 249 CLR 571; [2013] HCA 37 were applied, his Honour concluding that the applicant had a profoundly disadvantaged background, and that there is a foundational relationship between that disadvantaged background and his destructive relationship with drugs. Whilst not reducing the objective criminality of the offending, his Honour found that it does have a bearing on the assessment of moral culpability, which he found to be reduced. There was confirmation in the letter of the applicant’s mother, Ms Bottom, about parental neglect by the applicant’s father and physical and emotional abuse of the applicant by his stepfather.
- [41]
The sentencing judge accepted that the applicant was genuinely contrite and that he was reasonably insightful as to the impact of his offending. The evidence of Associate Professor Robertson as to the effect upon the applicant of having been subjected to sexual abuse whilst in juvenile detention was noted, as was the diagnosis of chronic PTSD and a persistent depressive condition. On review in 2018 by Mr Machlin for the sentencing proceedings before Wass DCJ, the presence of symptoms consistent with ADHD and substance use disorder had also been noted. There was no finding of special circumstances, although Mr Barber had submitted that special circumstances could apply given that the accumulation of sentences may lead to a need to adjust the standard ratio.
Ground 2: The sentencing judge erred in his approach to the commencement date of the sentence and in ordering the sentence to commence on 22 June 2022
- [42]
It is convenient to proceed to deal with Ground 2 of the appeal first.
- [43]
Section 47 of the Crimes (Sentencing Procedure) Act provides:
- [44]
The effect of s 47 in circumstances where revocation of parole and delay in sentencing coalesce was considered by Simpson JA in White at [118] to [122]:
- [45]
Bathurst CJ at [6] to [8] agreed with Simpson JA, (rather than adopting the alternative construction proposed by Basten JA at [23] to [41]):
- [46]
That approach was followed in R v Gray [2018] NSWCCA 241 (“Gray”), where in the context of dismissal of a Crown appeal for manifest inadequacy, Bathurst CJ observed:
- [47]
It was not submitted that the conclusion reached by the majority in White was wrong, and so the approach this Court takes must be in line with that taken in White, and as applied (by the majority comprising Bathurst CJ, Hamill J relevantly agreeing, in effect, at [122]) in Gray.
- [48]
The Crown conceded that the effect of s 47 is that the sentencing judge was prohibited by law from commencing the sentence on a date after 21 April 2022 because the applicant’s non-parole period for the other offending had expired on 9 October 2020, and so parole having been revoked, the applicant was “still in custody under that other sentence” on 21 April 2022 and so a direction under ss 2(b) could not be made.
- [49]
Counsel for the applicant, Mr Averre, submitted that this Court should select a date close to 8 February 2022 sentence hearing as the notional date on which the applicant “could reasonably be expected to have been sentenced” (to adopt the phrase used by Simpson JA in White). In exchange with the Court, he did not identify any reason of principle as to why the commencement date for sentence could not be a date closer to the 10 December 2021 sentence hearing.
- [50]
Mr Averre submitted that the applicant evidenced contrition and insight. Reduction in moral culpability due to the applicant’s background of profound deprivation was clearly found by the sentencing judge, based on acceptance of the matters canvased in Mr Machlin’s report.
- [51]
In response, the Crown submitted that there is no requirement to choose a date prior to 21 April 2022. The Court should be mindful of the fact that a long period of parole remains to be served for the earlier offending. As no challenge was made to the sentencing judge’s findings, this Court must sentence consistently with those findings. Given that the applicant was on parole for extensive similar offending, specific deterrence looms large in the sentencing exercise. The applicant’s risk of re-offending was determined to be medium to high (although that was not a finding specifically made by the sentencing judge but was a reference to an assessment made by a community corrections officer in a Sentencing Assessment Report). There must be a continuing question mark over his prospects of rehabilitation. In effect, the position of the Crown was that little if any adjustment should be made to the length of sentence, but it was accepted that the sentence must be adjusted to commence on a date not later than 21 April 2022.
Re-sentence
- [52]
The applicant is now almost 35 years old. He has been in almost continuous custody (other than brief periods on parole) since 2007. He had a disordered and disadvantaged start to life, with an emotionally withholding father and an emotionally abusive and violent alcoholic stepfather. He ran away from home from the age of 12 to escape this situation and took apparent refuge in cannabis at 12 years of age, followed by heroin at 16, and then methamphetamine or “Ice” on an ongoing basis.
- [53]
In addition to the physical and emotional abuse, he has a history of other abuse whilst in juvenile custody, Associate Professor Robertson explaining that this exacerbated his already problematic trajectory into a more severe pathway of abuse of illicit opiates, recidivist criminal offending and chronic PTSD with a concurrent persistent depressive disorder.
- [54]
His conduct in custody has included drug related (or suspected drug-related) offending in 2010, 2011, 2012, 2014, 2017 and July 2019, but none in the current period of imprisonment. He has expressed a wish to Mr Machlin to utilise the buprenorphine program upon release, with a willingness to engage in drug rehabilitation programs to assist him in remaining free from illicit drugs, which he acknowledges is a significant factor in his offending.
- [55]
The applicant’s prospects of rehabilitation are difficult to assess but there is some faint hope, although there was no explicit finding about this in the sentencing judge’s remarks. The risk of reoffending was assessed by application of a risk assessment tool by a corrective services officer to be medium/high. I have taken into account that assessment and its circumstances, and all of his Honour’s findings and assessments relevant to sentence.
- [56]
The early guilty plea results in a reduction of 25%. I note Mr Machlin’s observation that there has been some development in genuine motivation to improve his circumstances. There is remorse and contrition.
- [57]
The commencement date for the sentence imposed must take into account not only selection of a date upon which the applicant could reasonably have expected to have been sentenced, but also one that appropriately accumulates the sentence imposed on him by Wass DCJ for the earlier offending.
- [58]
I bear in mind that if he had been sentenced on or shortly after the date on which he entered his plea of guilty, 23 September 2021, his sentence could not be post-dated. I agree with and adopt the approach taken by Simpson JA in White, that in circumstances where an applicant’s parole was revoked solely because of the commission of these present offences, any accumulation is at least capable of giving the appearance of double punishment.
- [59]
I also note that while it is appropriate that the applicant’s parole was revoked, he would not have been precluded from making a further application for parole during his parole period, nor would he have had to wait for a fixed parole review date.
- [60]
The applicant was ready, with counsel retained and evidence tendered to make submissions and be sentenced on 10 December 2021, other than that there was a letter from his mother, the tender of which was deferred for reasons that are not entirely clear. That letter was tendered on 8 February 2022.
- [61]
I am mindful that by 8 February 2022, the applicant had served slightly over 16 months of his parole, including the 5 weeks in the community before his arrest for the current offending. It seems to me that an appropriate date for commencement of the sentence is the Monday after the sentencing hearing, 14 February 2022, and that is the date I would fix for commencement of the sentence.
- [62]
As noted above at [10], the sentencing judge gave an indicative sentence for Mr Hall of 3 years with 2 years non-parole period for the same offence. They both had the same charge of attempting to dispose of stolen property listed on a Form 1. As explained, each had another charge on the Form 1, being conspiracy to commit robbery in company for the applicant, and the more serious charge of conspiracy to commit robbery armed with a dangerous weapon for Mr Hall (the conspiracy case against the applicant did not include involve him having knowledge of the gun). On the other hand, the applicant has a lengthier criminal history of such offences than Mr Hall, which emphasises the importance of specific deterrence.
- [63]
In all the circumstances, an appropriate sentence, taking into account the matters on the Form 1, is 3 years, with a non-parole period of 2 years and 3 months. To be served concurrently, also commencing on 14 February 2022, is a sentence of 6 months imprisonment for driving whilst disqualified in breach of s 54(1)(a) of the Road Transport Act. A mandatory period of 12 months disqualification from driving is also imposed.
- [64]
Accordingly I would propose the following orders:
- (1)
Leave to appeal against sentence granted.
- (2)
Appeal allowed.
- (3)
The sentence imposed by Craigie SC DCJ on 21 April 2022 is quashed.
- (4)
In lieu thereof, the applicant is sentenced as follows:
- (5)
The earliest date the applicant will be eligible to be released on parole in respect of this offending is 13 May 2024.
- (1)