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[2021] NSWSC 1292

R v Siemek (No. 1)

1 On the charge that the Accused on 27 May 2020, at Euroka in the State of New South Wales did murder Vincent Evans, the Court finds the act proven, but the Accused not criminally responsible for it. 2 Verdict entered on indictment: “Act proven but not criminally responsible”.

Catchwords

CRIME – judge alone trial – murder – deceased stabbed multiple times – defence of mental health impairment under s.28 Mental Health and Cognitive Impairment Forensic Provisions Act 2020 (“MHCIFP Act”) – diagnosis of Bipolar 1 Disorder or Schizoaffective Disorder – parties agree defence available under s. 31 MHCIFP Act – function of Court at trial where s.31 applies – unanimous medical evidence that Accused subject to “mental health impairment” – unanimous medical evidence that Accused did not know that act causing death was wrong in that he could not reason with a moderate degree of sense and composure about whether the act, as perceived by reasonable people, was wrong (s.28(1)(b) MHCIFP Act) – Court satisfied that defence of mental impairment established (s.31(c) MHCIFP Act) – special verdict entered under ss.30 and 31 MHCIFP Act of “act proven but not criminally responsible”

Cases cited

  • Carter v R[2019] NSWCCA 11
  • Craigie v Faircloth & Reynolds Pty Ltd and Ors[2021] NSWSC 1211
  • Da-Pra v R; R v Da-Pra[2014] NSWCCA 211
  • Hawkins v The Queen (1994) 179 CLR 500;[1994] HCA 28
  • Lucas v The Queen (1970) 120 CLR 171;[1970] HCA 14
  • M’Naghten’s Case(1843) 8 ER 718
  • R v Hall (1988) 36 A Crim R 368
  • R v Jenkins (1963) 64 SR(NSW) 20
  • R v Klamo (2008) 18 VR 644;[2008] VSCA 75
  • R v Minani (2005) 63 NSWLR 490;[2005] NSWCCA 226
  • R v Tonga[2021] NSWSC 1064
  • The King v Porter (1933) 55 CLR 182;[1933] HCA 1
  • Tumanako v R (1992) 64 A Crim R 149
  • Wainohu v State of New South Wales (2011) 243 CLR 181;[2011] HCA 24

Legislation cited

  • Criminal Procedure Act 1986
  • Mental Health and Cognitive Impairment Forensic Provisions Act 2020
  • Uniform Civil Procedure Rules 2005

Judgment

  1. [1]

    JOHNSON J: On 11 October 2021, the Accused, Justin Karl Siemek, was arraigned on an indictment which charged that, on 27 May 2020, at Euroka in the State of New South Wales, he did murder Vincent Evans. The Accused pleaded not guilty on the grounds of mental health impairment.

  2. [2]

    On 3 September 2021, the Accused signed a written election to be tried by Judge alone having received advice in relation to the election from his legal representatives. The Crown consented to a Judge-alone trial so that the Court was required to proceed by Judge-alone trial for the purpose of s.132(2) Criminal Procedure Act 1986.

  3. [3]

    Prior to the trial, the Court was informed that the Crown and counsel for the Accused agreed that the proposed evidence in the proceedings established a defence of mental health impairment so that the remaining question was whether the Court, after considering that evidence, was satisfied that the defence of mental health impairment was established for the purpose of s.31 Mental Health and Cognitive Impairment Forensic Provisions Act 2020 (“MHCIFP Act”).

Evidence Adduced at the Trial of the Accused

  1. [4]

    The evidence placed before the Court at the trial of the Accused was entirely documentary.

  2. [5]

    The Crown tendered, by consent, a document entitled “Agreed Facts Pursuant to Section 191 Evidence Act 1995” signed by the Accused, his solicitor and the Crown and dated 8 October 2021 (Exhibit A).

  3. [6]

    In addition, the Crown tendered, without objection:

  4. [7]

    Mr Neild, counsel for the Accused, tendered without objection, a report of Dr Richard Furst, forensic psychiatrist, dated 5 May 2021 (Exhibit 1).

  5. [8]

    Written submissions dated 8 October 2021, prepared by counsel for the Accused, were relied upon at the trial (MFI1). The Crown agreed with the submissions of counsel for the Accused on issues of fact and law summarised in those submissions.

Trial of the Accused for the Purpose of the MHCIFP Act

  1. [9]

    Although the events giving rise to the trial of the Accused occurred on 27 May 2020, the MHCIFP Act (which commenced on 27 March 2021) applies to this trial: R v Tonga [2021] NSWSC 1064 at [6]-[10].

  2. [10]

    Section 28 MHCIFP Act provides for the defence of mental health impairment:

  3. [11]

    The reference in s.28(2) to a question to be determined by a jury extends to a trial by Judge alone: s.6 MHCIFP Act.

  4. [12]

    The term “mental health impairment” is defined in s.4 MHCIFP Act:

  5. [13]

    As noted earlier, s.31 MHCIFP Act has application to this trial. That section provides:

  6. [14]

    It is for the Crown to prove the guilt of the Accused beyond reasonable doubt for the offence of murder. The Accused has the benefit of the presumption of innocence. The Crown must prove beyond reasonable doubt that the Accused committed the physical acts which caused the death of the deceased.

  7. [15]

    The Accused does not dispute that it was his voluntary act (or series of acts) that constituted the direct cause of the death of Mr Evans.

  8. [16]

    As Wilson J observed in R v Tonga at [15], if the Court is satisfied that the physical elements of the charge of murder have been proved by the Crown beyond reasonable doubt, the Court must consider the defence of mental health impairment, without at that stage considering the question of proof of the mental element of murder. This is consistent with the law as it stood prior to the commencement of the MHCIFP Act: Hawkins v The Queen (1994) 179 CLR 500 at 511; [1994] HCA 28; R v Minani (2005) 63 NSWLR 490; [2005] NSWCCA 226 at [30]-[32].

  9. [17]

    In R v Tonga, Wilson J referred to the interaction between ss.132 and 133 Criminal Procedure Act 1986 and s.31 MHCIFP Act at [95]-[100]. In identifying the task for the Court at a Judge-alone trial where s.31 MHCIFP Act applied, her Honour said at [98]-[100]:

  10. [18]

    I agree with her Honour’s analysis concerning this issue.

  11. [19]

    In the second reading speech for the MHCIFP Bill, the Attorney General explained that s.31 “aims to avoid the need for an expensive and lengthy trial when the prosecutor and defence are in agreement that a special verdict should be found” (Hansard, Legislative Assembly, 3 June 2020, page 2352). The Attorney General observed that the Bill added “extra safeguards” in that “the defendant must be legally represented and the court must be satisfied that, on the evidence, the defence is established”. This was in line with the recommendation of the New South Wales Law Reform Commission, Report 138, “People With Cognitive and Mental Health Impairments in the Criminal Justice System – Criminal Responsibility and Consequences”, 2013, paragraphs 3.159-3.160.

  12. [20]

    It remains for the Court to find the facts (which are not in dispute in this case) and then apply the terms of ss.4 and 28 MHCIFP Act for the purpose of the Court determining whether it is satisfied that the defence of mental health impairment is established. As Wilson J observed in R v Tonga, it is not necessary for the Court to recite in any detail directions which may have been required if the trial was proceeding other than in circumstances where s.31 MHCIFP Act has application.

  13. [21]

    However, the Court’s decision fulfills another important purpose. It provides reasons for the verdict of the Court announced in open court on a serious charge where there is a strong public interest in the community understanding the basis upon which the verdict has been returned. The provisions of reasons for a decision is an expression of the open justice principle. The importance of a public explanation for final decisions has long been recognised: Wainohu v State of New South Wales (2011) 243 CLR 181; [2011] HCA 24 at [54]-[58].

  14. [22]

    In addition, where the Court returns a special verdict of act proven but not criminally responsible under s.30 MHCIFP Act, it is necessary for the Court to consider what further orders should be made under s.33 in circumstances where the Court must refer an accused person to the Mental Health Review Tribunal under s.34 MHCIFP Act if such a special verdict has been returned. The reasons of the Court for reaching the verdict, and for making consequential orders, serve an important role in the discharge by the Mental Health Review Tribunal of its functions with respect to a person in relation to whom such a special verdict has been returned: cf Craigie v Faircloth & Reynolds Pty Ltd and Ors [2021] NSWSC 1211 at [17] (concerning the giving of reasons where the parties signed consent orders in civil proceedings under rule 36.1A Uniform Civil Procedure Rules 2005).

  15. [23]

    It is against this legal background that I will now turn to make findings of fact before considering the psychiatric evidence adduced at the trial.

Findings of Fact

  1. [24]

    The following findings are drawn from the narrative of agreed facts contained in Exhibit A.

  2. [25]

    The Accused was born in 1978 and is now 43 years old. At the age of 19 years, he was first admitted to James Fletcher Hospital and diagnosed with “query drug induced psychosis or query manic phase of bipolar affective disorder”.

  3. [26]

    Between the date of that diagnosis in 1997 and 27 May 2020, the Accused was admitted to hospital for treatment of his mental health on some 15 occasions. The Accused began to consume alcohol and cannabis when 14 or 15 years old. He began to consume amphetamines in his later teenage years. Throughout his adult life, the Accused has struggled with substance abuse and addiction. He was married for a period and had four sons with his ex-wife. He did not retain custody of the children after the end of that relationship.

  4. [27]

    In May 2019, the Accused was living alone in Kempsey. At about that time, he met Stephen and Jennifer Morrison (who also lived in Kempsey) through a church group and he began going to church services held by that group.

  5. [28]

    In October 2019, the Accused was living at a hotel in Kempsey and was performing volunteer work at a charity store in Kempsey. Through his work, he met a woman with whom he commenced an intimate relationship. During the course of that relationship, the Accused and his partner regularly consumed alcohol, cannabis and/or amphetamines together.

  6. [29]

    In early 2020, the partner told the Accused that she did not want to continue their relationship.

  7. [30]

    On 10 January 2020, the Accused attempted suicide by cutting his wrist at the hotel in Kempsey where he had been residing. He was taken by ambulance to hospital and remained at the Port Macquarie Hospital Mental Health Unit until his discharge on 24 January 2020. He returned to the hotel at Kempsey and he and his partner recommenced their relationship.

  8. [31]

    On 30 January 2020, the Accused made a second suicide attempt by stabbing himself in the abdomen at the hotel in Kempsey. He was again taken to hospital for treatment. After being stabilised, he was transferred to Taree Hospital where he remained until 20 February 2020. He was discharged from hospital on that day and once again lived at the hotel in Kempsey. The Accused saw the Kempsey Hospital Mental Health Team following his discharge.

  9. [32]

    On 26 February 2020, the Accused was at Kempsey Police Station where he met Vincent Evans, who attended the police station to bring in a bike he had found. Mr Evans was 63 years old. He was an accountant, residing with his wife, Vicki, in Euroka, about five kilometres out of South Kempsey.

  10. [33]

    The Accused and Mr Evans struck up a friendship. They played squash together and Mr Evans engaged the Accused to undertake some house maintenance work at his property.

  11. [34]

    In March 2020, the Morrisons offered the Accused a place to stay and, on 28 March 2020, the Accused moved into a studio apartment at their residence in Kempsey.

  12. [35]

    The Accused resumed his relationship with his partner who was living at a hotel in Kempsey. They still consumed alcohol and drugs together regularly.

  13. [36]

    From the time when they met in February 2020, Mr Evans and the Accused appeared to have a positive friendship with no animosity. Mr Evans was supportive of the Accused’s issues and tried to help him.

  14. [37]

    Mr Evans engaged the Accused to do some fencing work for a friend whose property had been badly damaged in the 2019 bushfires. This work was undertaken on three occasions from 24 March 2020, with Mr Evans telling the friend for whom the work was being done that the Accused was “a nice fellow who was going through a rough trot”.

  15. [38]

    As mentioned earlier, the Accused was receiving assistance from the Kempsey Hospital Mental Health Team following his discharge from hospital on 20 February 2020.

  16. [39]

    On 3 May 2020, a mental health nurse spoke with the Accused and noted that he presented as being euthymic, reactive and engaging. The Accused denied mood symptoms, psychotic symptoms or suicidal ideation. He reported ongoing methamphetamine, cannabis and alcohol use, but claimed he had cut his use down substantially. The nurse, however, noted that the Accused may be minimising his use. It was noted that the Accused had a stable mental state on his then current medication. It was considered that the Accused was no risk to himself or others at that time, although it was noted that this was highly changeable in the event of non-compliance with medication and substance use.

  17. [40]

    In about mid-May 2020, the Accused told the Morrisons that he had bipolar disorder.

  18. [41]

    From 21 to 24 May 2020, the Accused did not stay with the Morrisons. When he returned, he told them that he had been staying with his partner and had been consuming drugs and alcohol with her.

  19. [42]

    In the week leading up to 27 May 2020, the Accused and Mr Evans exchanged a number of text messages about general matters.

  20. [43]

    On the morning of 26 May 2020, Mr Evans texted the Accused and arranged to pick him up at 8.00 am the next morning. Mr Evans had planned to do some odd jobs at the property, including servicing and changing the brakes on his wife’s car which was due for a registration renewal.

  21. [44]

    At 4.27 pm on 26 May 2020, Jennifer Morrison texted the Accused to come to their house for a chat since she had not seen him for a day and was concerned about him. The Accused came out of the studio apartment and spoke to the Morrisons on the veranda of their house. He pointed to his head several times and said “I hear voices”. After some discussion, the Accused returned to the studio apartment and seemed to be settled.

  22. [45]

    Later that evening, the Accused visited his partner at her accommodation. She thought he “seemed really good” although he had been drinking and smoking cannabis. He left late in the evening and they organised to be together again at about 4.00 pm the next day.

  23. [46]

    On the morning of 27 May 2020, Mr Evans dropped his wife off to work as he needed to replace the brakes on her vehicle which he proposed to do that day. His wife agreed she would get a lift home after work with a colleague who lived nearby.

  24. [47]

    Mr Evans picked up the Accused at 9.00 am from the Morrisons’ property.

  25. [48]

    During the morning of 27 May 2020, Mr Evans was in touch with various persons by telephone or text message with the last text from him being sent at 11.18 am.

  26. [49]

    I am satisfied that the Accused killed Mr Evans in the middle of the day on 27 May 2020.

  27. [50]

    Between 11.00 am and 12.00 pm, neighbours of Mr Evans heard “loud and aggressive screaming” or “yelling” coming from the direction of Mr Evans’ property. Persons, including Ms Evans, tried to contact Mr Evans by telephone around lunch time, but the calls went unanswered.

  28. [51]

    At about 3.55 pm, neighbours of Mr Evans at Euroka observed a person (whom I find was the Accused) driving Mr Evans’ vehicle away from the Evans’ property before it returned at about 4.02 pm.

  29. [52]

    At about 6.15 pm, a colleague of Ms Evans’ dropped her home to Euroka. She noticed that the house was very dark. She heard a bumping noise as she unlocked the screen door to the house and, when she entered, she saw the Accused standing in the foyer holding Mr Evans’ .22 rifle.

  30. [53]

    Ms Evans asked the Accused where her husband was, to which the Accused responded “Oh he’s out. I’ve had a bad day”. Ms Evans tried to look around the house and asked the Accused to put the gun down as he was making her nervous. He said “I’ve had a really bad day. I just want to hold it. I just want to hold it”.

  31. [54]

    Ms Evans said she needed to go to the toilet and walked into the en suite from where she tried calling her husband’s telephone, but there was no answer. In further conversation with the Accused, Ms Evans tried to keep him calm and offered to make him a cup of tea. The Accused responded “Can I have it strong, really strong, with a couple of sugars? I’ve just have had a really bad day, I think I want to end it”. Assuming he was referring to killing himself, Ms Evans said “Well you don’t want to do that, why don’t you have a cup of tea and tell me about your day? What about some food, you would feel a lot better”.

  32. [55]

    Ms Evans made some tea. The Accused moved to the breakfast bar and then back to the family room and asked her “Do you know how to turn the lights off in your car, I don’t know how to do it?”. Ms Evans confirmed that she did and the Accused took the keys out of his pocket and handed them to her whilst he was still holding the gun.

  33. [56]

    Ms Evans took the keys and walked slowly past the Accused to the front door. He followed her outside, remaining at the front door. She told him the lights were off.

  34. [57]

    As she reached her vehicle, Ms Evans walked quickly down the side of the house and to the house of her next door neighbours. She told the neighbours there was a man in her house holding a gun who would not tell her where her husband was. Ms Evans called “000” at 6.32 pm and remained at the neighbours’ house until police arrived.

  35. [58]

    At 6.48 pm, the Accused called his mother who lived in South Australia. He kept repeating that it was not a good day and that he was a bad person. Ms Siemek thought that the Accused sounded “really, really sad when he was talking”.

  36. [59]

    Aware of his previous suicide attempts and mental health history, Ms Siemek was worried he was suicidal again. She asked him questions in order to ascertain where he was so she could arrange for a taxi to pick him up and take him to hospital. He told her he was out in the country doing some fencing at a gentleman’s property.

  37. [60]

    After talking for some time, Ms Siemek asked the Accused if she could speak to the gentleman he was with. By this time, the Accused was repeating that he kept having really bad thoughts and he was going to go to gaol for a very long time or not be around tomorrow. He told his mother that the man was “gone”.

  38. [61]

    As the Accused kept repeating that the man was “no good”, his mother asked “Do you mean he’s dead?” to which the Accused replied “Yeah, he’s gone”.

  39. [62]

    By this time, Ms Siemek was very worried. She walked to her daughter’s house and handed her the telephone. Her plan was to keep her daughter talking to the Accused whilst she (the mother) called “000” from her daughter’s mobile phone in order to let New South Wales Police know that someone was hurt and that the Accused needed help. Ms Siemek told the operator that the Accused thought he killed someone, that he had a mental illness and had made two suicide attempts earlier in the year. She continued speaking to the operator whilst the Accused’s sister spoke to the Accused.

  40. [63]

    The Accused’s sister asked him what was going on and he said “I’m a bad person”. She asked where the person was that he had been with, to which the Accused responded “In the garage”. She asked “Can you help him?” and the Accused replied “No, it’s too late, he’s gone”.

  41. [64]

    The Accused’s sister considered that he was “very vague” and “sounded really confused”. Her experience had been that when the Accused spoke to her when he was mentally unwell, he spoke in a way that was “eerie” and “robotic”. Given her past experience of speaking to the Accused when he was unwell, she considered that he was unwell at the time of that conversation. At one point in the conversation, the Accused said “I have to either die or go to gaol tonight”. His sister responded “You don’t have to kill yourself, you can go to gaol”.

  42. [65]

    The Accused told his sister that he was holding a gun. The sister alerted her mother about this and this information was passed on to police. Soon after, the Accused’s mother took the telephone from her daughter and was speaking simultaneously to the Accused and the police on the two telephones.

  43. [66]

    When the telephone was returned to the Accused’s sister, he kept saying he was going to kill himself. His sister told him to take the bullets out of the gun and asked him how he killed the man. The Accused said “It’s too gory, I don’t want to tell you”. After some further conversation along similar lines, the sister heard what she thought was a gun click and she started screaming “No”.

  44. [67]

    Meanwhile, following the “000” calls, police arrived at the neighbours’ house at Euroka around 7.20 pm and spoke to Ms Evans. A number of police attended and positioned themselves in the yard of the Evans’ residence. They could see the Accused pacing inside the house.

  45. [68]

    At 8.06 pm, the Accused walked out onto the veranda to one of the vehicles and returned inside. He was seen again at 8.32 pm standing inside the front security door speaking on a mobile phone and holding the rifle. He turned off the inside and outside lights of the house.

  46. [69]

    A few moments later, the Accused walked outside onto the driveway. He was carrying the rifle in his right hand and a phone in his left hand. He was told by police to drop the rifle and raise his arms. The Accused slowly followed those instructions and began walking towards the house. Police yelled at him to stop where he was and get down on his knees, which he did with his hands raised. The Accused was arrested and identified himself to police.

  47. [70]

    The rifle was secured and the magazine emptied, revealing that it had been loaded with eight .22 calibre rounds. The clothing of the Accused was blood stained and he had blood on his hands.

  48. [71]

    After being cautioned, police spoke to the Accused and he said “I’ve had the worst day. I was about to take my life, I’ve had the worst day”. When asked if he was “OK”, the Accused said “I’m no good mate”. The Accused was asked if anyone else was in the house and he said “I think Vince is in there, he’s in the garage”. Police asked if “Vince was OK” and the Accused replied “No”.

  49. [72]

    The Accused was asked if he had taken “tablets or anything like that” and he said “Nah, I suffer from mental health”. When asked if he had been taking his medication, the Accused said “No”. He did not answer when asked how long it had been since he had last taken his medication. The Accused said “I was going to take my life. I was going to take my life I was. That’s all”. When asked how he knew Mr Evans and if he had any issues with him, the Accused said “I got mental health issues and I acted out on them today, that’s all I’m gonna say”.

  50. [73]

    In the course of further conversation with the police about his phone and the blood on his clothes, the Accused said on a number of occasions “I’ve had the worst day”. He was conveyed to Kempsey Police Station and participated in an ERISP but made no comments. He consented to a number of forensic procedures being conducted. He was later asked what had happened and the Accused said “I might have stabbed him”. Police asked where the knife was and the Accused responded “I don’t know, I’ve had a bad day”.

  51. [74]

    Meanwhile, police entered and began searching the Evans’ house, noticing an overturned vase in the hallway. The door to the garage, located at the end of the hallway, was closed.

  52. [75]

    Police entered the garage and saw the body of Mr Evans lying face down on the ground. Blood soaked sheets and a towel were on either side of him partially under and partially over his body. Paramedics were called and a crime scene was established.

  53. [76]

    The gun safe of Mr Evans, similar to an old-style gym locker, was located in the garage. It was damaged and had been forced open. There were no guns inside. Mr Evans owned four firearms, one of which had been held by the Accused from the time Ms Evans had arrived home until his arrest. As will be seen, the other three firearms owned by Mr Evans were located in the back of his vehicle.

  54. [77]

    Multiple stab wounds were observed on the body of Mr Evans. There was a defensive laceration on his left arm.

  55. [78]

    The forensic pathologist who undertook the autopsy concluded that the cause of death of Mr Evans was “multiple stab wounds to head, neck and torso”. There were also blunt force injuries in the form of multiple abrasions to the face and other parts of the body.

  56. [79]

    Examination of the area in the garage around the body of Mr Evans revealed blood staining and drag marks.

  57. [80]

    The gun safe had been forced open with blood stains and finger prints in the area revealing that it was the Accused who had broken into the gun safe.

  58. [81]

    Located in Mr Evans’ vehicle were blood stains and a towel containing two rifles and a shotgun which had been removed from the gun safe.

  59. [82]

    In the footwell of the front seat of the vehicle was located a backpack which contained Mr Evans’ wallet, a box of Winchester .22 calibre ammunition and a double-edged bladed knife. This knife belonged to Mr Evans and was usually kept in a tool box stored in a cabinet in the garage. The knife was stained with blood. It is clear that the Accused had used this knife to kill Mr Evans.

  60. [83]

    The Agreed Facts document (Exhibit A) stated that the Accused provided a version of events to Professor Greenberg on 22 June 2021 which can be summarised as follows:

The Defence of Mental Health Impairment and the Expert Medical Evidence

  1. [84]

    The defence of mental health impairment under s.28 MHCIFP Act has two limbs (see [10] above).

  2. [85]

    The first limb is that the Accused, at the time of carrying out the act constituting the offence, had a mental health impairment or cognitive impairment or both: s.28(1) MHCIFP Act.

  3. [86]

    The second limb is that the relevant impairment had one or other of the effects referred to in s.28(1)(a) or (b).

  4. [87]

    The presence of each limb is to be determined on the balance of probabilities (s.28(2)) and, until the contrary is proved, it is presumed that the Accused did not have a mental health impairment or cognitive impairment (or both) that had the effect set out in s.28(1): s.28(3) MHCIFP Act.

  5. [88]

    In the second reading speech for the MHCIFP Bill, the Attorney General said that Part 3 of the Bill “updates and legislates what was the common law test for the defence of mental illness” arising from the decision in M’Naghten’s Case (1843) 8 ER 718 (Hansard, Legislative Assembly, 3 June 2020, pages 2351-2352). The Attorney General said that Clause 28 “provides for the defence of mental health impairment or cognitive impairment, which closely mirrors M’Naghten’s test but with updated terms”. With respect to the formulation of the defence, the Attorney General explained that “it is important to victims of those forensic patients who have successfully raised the defence of mental illness that the defence recognises that the person did do an act”.

  6. [89]

    The language used in s.28(1)(a) and (b) originates from the renowned summing up to a jury in a murder trial in Canberra by Dixon J, a Judge of the High Court of Australia, in The King v Porter (1933) 55 CLR 182 at 187-190; [1933] HCA 1. In recommending a statutory provision along these lines, the New South Wales Law Reform Commission made clear that the summing up of Dixon J in The King v Porter had been widely accepted and adopted, and that it was an appropriate formulation to be included in the statutory statement of the defence: Report 138, “People With Cognitive and Mental Health Impairments in the Criminal Justice System – Criminal Responsibility and Consequences”, 2013, paragraphs 3.90- 3.109.

  7. [90]

    As will be seen, each of Dr Furst and Professor Greenberg have addressed the defence of mental health impairment in s.28 MHCIFP Act in their respective assessments of the Accused.

  8. [91]

    Prior to the enactment of the MHCIFP Act, it had been said that, although there is no legal requirement that medical evidence be adduced to prove the defence of mental illness (Lucas v The Queen (1970) 120 CLR 171 at 174; [1970] HCA 14), the need to establish the elements of the defence made the calling of medical evidence a practical necessity: Tumanako v R (1992) 64 A Crim R 149 at 160.

  9. [92]

    An elaborate definition of “mental health impairment” now appears in s.4 MHCIFP Act (see [12] above) which requires the Court to consider whether, amongst other things, “a temporary or ongoing disturbance of thought, mood, volition, perception or memory … would be regarded as significant for clinical diagnostic purposes”: s.4(1)(a) and (b). The introduction of an assessment of the relevant “disturbance” as being “significant for clinical diagnostic purposes” means that expert medical evidence is now more than a practical necessity in cases where the s.28 defence is raised.

  10. [93]

    It remains the case that juries (and Judges sitting alone) are not bound to accept and act upon expert evidence, but they are not entitled to disregard it capriciously: R v Hall (1988) 36 A Crim R 368 at 370; R v Klamo (2008) 18 VR 644; [2008] VSCA 75 at [44]. A jury (or Judge sitting alone) ought not reject unanimous medical evidence unless there is evidence which can cast doubt upon the medical evidence: R v Jenkins (1963) 64 SR(NSW) 20 at 31; Tumanako v R at 161-163; R v Klamo at [44]-[50]. Da-Pra v R; R v Da-Pra [2014] NSWCCA 211 at [337].

  11. [94]

    The parties in this trial referred to the statement of Button J in Carter v R [2019] NSWCCA 11 at [319] concerning the evidentiary value of expert psychiatric evidence:

  12. [95]

    Against this background, it is appropriate to turn to the expert medical evidence in this case. At the outset, it should be observed that each of Dr Furst and Professor Greenberg is an eminent forensic psychiatrist with very great experience in the assessment of persons charged with serious crimes in the courts in this State.

  13. [96]

    As regards the first limb of the defence (see [85] above), Dr Furst stated in his report of 5 May 2021 (page 5):

  14. [97]

    In his report of 5 July 2021, Professor Greenberg said (pages 38-39):

  15. [98]

    In his supplementary report of 6 October 2021, Professor Greenberg expressed the following conclusion (page 1):

  16. [99]

    It will be noted that Dr Furst has expressed the opinion that, at the time of the act causing the death of Mr Evans, the Accused met the diagnostic criteria for Schizoaffective Disorder and that Professor Greenberg has expressed the opinion that the Accused had Bipolar 1 Disorder.

  17. [100]

    Both the Crown and counsel for the Accused submitted that the Court did not need to resolve this divergence of opinion between the experts in order to find that the first limb of the s.28 defence had been established in this case. I agree with that submission. Each psychiatrist has concluded that the Accused was suffering from a “mental health impairment” at the relevant time and each of the two impairments with which they respectively diagnosed the Accused is relatively consistent in its symptoms. There is a significant overlap in the description of symptoms which fall under each diagnostic heading. The divergence of opinion may be characterised appropriately as being one of description or labelling, rather than the existence or extent of the Accused’s mental health impairment.

  18. [101]

    It should be kept in mind that the Accused has a long history of treatment for mental illness extending back to an initial diagnosis involving bipolar disorder when he was 19 years of age.

  19. [102]

    I am satisfied that, at the time of the act which caused the death of Mr Evans, the Accused had the necessary “disturbance” for the purpose of s.4(1) which arose from (at least) “an affective disorder, including clinical depression and bipolar disorder” for the purpose of s.4(2)(b) MHCIFP Act.

  20. [103]

    Although the Accused had a history of substance use which included the use of cannabis, methamphetamine and alcohol and was diagnosed by Dr Furst and Professor Greenberg with substance use disorder, it is clear on the evidence that the impairment of the Accused as at 27 May 2020 was not caused solely by the temporary effect of ingesting a substance or a substance use disorder. Accordingly, the exclusionary provision in s.4(3) MHCIFP Act does not apply in this case.

  21. [104]

    I am satisfied on the balance of probabilities that, at the time of carrying out the act or acts which caused the death of Mr Evans on 27 May 2020, the Accused had a “mental health impairment” so that the first limb of s.28(1) MHCIFP Act is established.

  22. [105]

    In relation to the second limb of the defence (see [86] above), Dr Furst said in his report (page 8) (my emphasis):

  23. [106]

    In his report of 5 July 2021, Professor Greenberg reviewed in detail the evidence in the Crown brief and stated that he was (page 49):

  24. [107]

    However, Professor Greenberg said in that report (page 51) (my emphasis):

  25. [108]

    In his supplementary report of 6 October 2021, Professor Greenberg stated (pages 1-2) (my emphasis):

  26. [109]

    Professor Greenberg expressed the following conclusion (page 2):

  27. [110]

    Based on the evidence of Dr Furst and Professor Greenberg, neither the Crown nor counsel for the Accused submitted that s.28(1)(a) MHCIFP Act had been satisfied.

  28. [111]

    It was submitted, however, on behalf of the Crown and the Accused that, based on the evidence (including the agreed facts), the Court would find on balance that s.28(1)(b) had been satisfied in that the Accused did not know that the act was wrong, that is, he could not reason with a moderate degree of sense and composure about whether the act, as perceived by reasonable people, was wrong.

  29. [112]

    Both the Crown and counsel for the Accused submitted that the Court would accept the unanimous evidence of the two medical experts that the second limb of the s.28 defence had been established in this case. Although it was acknowledged that the Court is not bound to accept the medical evidence relying upon the authorities referred to earlier (at [93]-[94]), it was submitted that the Court should do so unless there is some material which casts doubt upon the unanimous medical evidence. It was submitted that there was no such material in this case so that the Court should return a verdict of “act proven but not criminally responsible” under ss.30 and 31 MHCIFP Act.

Is the Defence of Mental Impairment Established in this Case?

  1. [113]

    I am satisfied beyond reasonable doubt that the Accused stabbed Mr Evans on a number of occasions so that it was the physical acts of the Accused which caused the death of Mr Evans.

  2. [114]

    Further, I have found that the Accused was subject to a “mental health impairment” at the time of these events on 27 May 2020 so that the first limb of the defence of mental impairment under s.28(1) MHCIFP Act is established in this case (see [102]-[104] above).

  3. [115]

    With respect to the second limb of the defence of mental impairment under s.28(1) MHCIFP Act, I have had regard to the totality of the evidence including the matters contained in the Agreed Facts and in the reports of the expert witnesses, Dr Furst and Professor Greenberg. Having considered all the evidence, I accept the opinions of Dr Furst and Professor Greenberg which are expressed in detailed and well-reasoned reports which address the facts of this tragic event, against the background of the Accused’s psychiatric history and his mental state at the time when he caused the death of Mr Evans.

  4. [116]

    I accept the written submissions on behalf of the Accused, with which the Crown agreed, which identified a number of features in the evidence which supported the conclusions of Dr Furst and Professor Greenberg concerning the availability of the defence of mental impairment to the Accused in this case. The matters which support the availability of the defence of mental impairment to the Accused include the following:

  5. [117]

    In addition to these features, I have had regard to the actions and words of the Accused over a period of time which culminated in the bizarre events of 27 May 2020. His interactions with Ms Evans in the house that evening were indicative of the existence of serious mental illness. His acts in breaking into the gun safe and recovering the firearms point to a man with his mind in turmoil. He remained at the premises and spoke to Ms Evans before ringing his mother in South Australia to speak to her. Once again, the tone and content of his conversation with his mother and his sister is indicative of serious mental illness, including self-destructive thought processes which he had acted upon just a few months before.

  6. [118]

    After applying the principles set out earlier in this judgment to the evidence adduced in the trial, I accept the submission of the Crown and counsel for the Accused and find, on the balance of probabilities, that the Accused had a “mental health impairment” at the time when he committed the acts which caused the death of Mr Evans and that the impairment had the effect that the Accused did not know that his act was wrong, in the sense that he could not reason with a moderate degree of sense and composure about whether the act, as perceived by reasonable people, was wrong.

  7. [119]

    Accordingly, the Court is satisfied, having considered the evidence in the proceedings, that the defence of mental impairment under s.28 MHCIFP Act is established in this case.

  8. [120]

    Before moving to announce the formal verdict of the Court, the Court wishes to emphasise that the evidence demonstrates that the Accused was welcomed, supported and assisted by Vincent Evans and Stephen and Jennifer Morrison, who came to meet the Accused in the months prior to these tragic events on 27 May 2020. No conduct of any member of the Evans or Morrison families played any part in the commission of the acts by the Accused which caused the death of Mr Evans.

  9. [121]

    Indeed, a significant factor which supports a finding that the defence of mental impairment exists in this case, is the way in which the Accused committed these acts out of the blue and with no rational explanation. This tragic case involved a man with significant mental illness killing a person who had assisted him in the community in which they lived.

  10. [122]

    It is appropriate, as well, to commend the calm approach of Vicki Evans, who demonstrated fortitude and clear thinking on the night of 27 May 2020 in what must have been a very frightening experience. The Court also commends the response of the mother and sister of the Accused who did their best, at long distance, to bring these terrible events to a peaceful conclusion.

Verdict

  1. [123]

    On the charge that the Accused on 27 May 2020, at Euroka in the State of New South Wales did murder Vincent Evans, the Court finds the act proven, but the Accused not criminally responsible for it.

  2. [124]

    The verdict that will be entered on the indictment dated 31 August 2021 is: “Act proven but not criminally responsible”.

Unofficial copy. Source: NSW Caselaw. Refer to the official version for authoritative text.