Section 1043J — Corporations Act 2001 (Cth)

(1) Subject to subsection (2), a person (the first person) does not contravene subsection 1043A(1) by entering into a transaction or agreement on behalf of a person (the second person) in relation to financial products issued by another person (the third person) merely because the first person is aware that the second person proposes to enter into, or has previously entered into or proposed to enter into, one or more transactions or agreements in relation to financial products issued by the third person or by a fourth person.

(2) Subsection (1) does not apply unless the first person became aware of the matters referred to in that subsection in the course of the performance of duties as an officer or employee of the second person or in the course of acting as an agent of the second person.

Related sections

• s 1043G — Chinese wall arrangements by partnerships etc.
• s 1043H — Exception for knowledge of person’s own intentions or activities
• s 1043I — Exception for bodies corporate
• s 1043K — Transactions by holder of financial services licence or a representative of the holder of such a licence
• s 1043L — A specific situation in which a compensation order under section 1317HA may be made
• s 1043M — Defences to prosecution for an offence

Research how courts apply s 1043J

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