Section 1441 — Corporations Act 2001 (Cth)

From the time from which the new product disclosure provisions start to apply in relation to a particular financial product, the following persons must comply with those provisions in relation to that product, as if they were regulated persons as defined in section 1011B of the amended Corporations Act, even though they are not yet subject, or fully subject, to Parts 7.6, 7.7 and 7.8 of that Act:

(a) a regulated principal;

(b) a representative (as defined in section 1436) of a regulated principal; or

(c) an insurance agent (as defined in section 1436A).

Related sections

• s 1438 — New product disclosure provisions do not apply to existing products during transition period
• s 1439 — Offences against new product disclosure provisions—additional element for prosecution to prove if conduct occurs after opting‑in and before the end of the first 2 years
• s 1440 — Continued application of certain provisions of old disclosure regimes during transition period
• s 1442 — Exemptions and modifications by ASIC
• s 1442A — Deferred application of hawking prohibition
• s 1442B — Deferred application of confirmation of transaction and cooling‑off provisions etc.

Research how courts apply s 1441

BriefBridge searches Australian caselaw by meaning — every answer cited to the paragraph.