Outline of Chapter
An outline of this Chapter is set out in the table below. Part‑by‑Part outline of Chapter 7 Part... Covers... 1 7.1 meaning of some terms relating to financial services and markets 2 7.2 licensing of financial markets other matters relating to financial markets 2A 7.2A supervision of financial markets 3 7.3 licensing of clearing and settlement facilities other matters relating to clearing and settlement facilities 4 7.4 limitation on ownership of certain licensees individuals who are disqualified from being involved in certain licensees 5 7.5 compensation regimes for financial markets 5A 7.5A regulation of derivative transactions and derivative trade repositories 5B 7.5B regulation of financial benchmarks 6 7.6 licensing of providers of financial services other related matters (e.g. restrictions on use of terminology; agreements with unlicensed persons relating to provision of financial services) 7 7.7 disclosure requirements for financial services licensees and their authorised representatives disclosure requirements for certain people who are not required to be licensed 7A 7.7A best interests obligations charging ongoing fees to clients ban on conflicted remuneration and other remuneration 8 7.8 other conduct requirements for financial services licensees (e.g. dealing with client money and property; financial records, statements and audit) special provisions relating to insurance special provisions relating to margin lending facilities 8A 7.8A design and distribution requirements relating to financial products 9 7.9 financial product disclosure requirements other requirements relating to issue, sale and purchase of financial products 9A 7.9A intervention powers in relation to financial products 10 7.10 market misconduct and other prohibited conduct relating to financial products and services 10A 7.10A authorisation and regulation of an external dispute resolution scheme for financial complaints additional provisions relating to superannuation complaints 11 7.11 title to, and transfer of, certain securities and other financial products 12 7.12 qualified privilege in certain situations other miscellaneous matters
Sourced from the Federal Register of Legislation at 17 May 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au. Verify the current text against the official source before relying on it.
BriefBridge searches Australian caselaw by meaning — every answer cited to the paragraph.
Try BriefBridge free