Section 907A — Corporations Act 2001 (Cth)

A person must not hold out:

(a) that the person has an Australian derivative trade repository licence; or

(b) that the operation of a derivative trade repository by the person is authorised by an Australian derivative trade repository licence; or

(c) that a facility is prescribed by the regulations for the purpose of paragraph 901A(5)(b); or

(d) that a facility is prescribed by the regulations for the purpose of paragraph 901A(6)(b); or

(e) that a facility is prescribed by the regulations for the purpose of paragraph 901A(7)(b);

if that is not the case.

Note 1: Failure to comply with this subsection is an offence: see subsection 1311(1).

Note 2: Section 905A contains other offences relating to derivative trade repositories that are required to be licensed.

Related sections

• s 905N — Suspension and cancellation only in accordance with this Subdivision
• s 905P — Matters to be taken into account by ASIC
• s 906A — Regulations may impose obligations and confer powers
• s 907B — Making provision by reference to instruments as in force from time to time
• s 907C — Compliance with requirements to provide derivative trade data or other information: protection from liability
• s 907D — Exemptions by ASIC

Research how courts apply s 907A

BriefBridge searches Australian caselaw by meaning — every answer cited to the paragraph.