Obligation to give notice—participants in licensed market or licensed CS facility
(1) If a financial services licensee becomes a participant in a licensed market or a licensed CS facility, or ceases to be such a participant: (a) the financial services licensee must lodge written notice of that fact with ASIC; and (b) the notice must be lodged in accordance with this section. Note: Failure to comply with this subsection is an offence (see subsection 1311(1)). (2) The notice must say when the event happened and identify the market or facility. (3) The notice must be given as soon as practicable after the event happened. (4) A person contravenes this subsection if the person contravenes subsection (1). Note: This subsection is a civil penalty provision (see section 1317E).
Sourced from the Federal Register of Legislation at 17 May 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au. Verify the current text against the official source before relying on it.
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