Section 921E — Corporations Act 2001 (Cth)

(1) The Minister may, by legislative instrument, make a Code of Ethics.

(2) Without limiting subsection 33(3A) of the Acts Interpretation Act 1901, the Code of Ethics may make different provision in relation to different classes of relevant provider.

(3) A relevant provider must comply with the Code of Ethics.

Note 1: Subsection (3) is a restricted civil penalty provision (see sections 921Q and 1317E).

Note 2: ASIC or a Financial Services and Credit Panel may take certain other action against a relevant provider who contravenes subsection (3) (see Division 8B).

Related sections

• s 921BB — Additional requirements for relevant providers who provide tax (financial) advice services
• s 921BC — Exemptions for certain relevant providers
• s 921C — Limitation on authorisation to provide personal advice unless conditions met
• s 921F — Requirements relating to provisional relevant providers
• s 921G — Approval of foreign qualifications
• s 921GA — Approval of domestic qualifications

Research how courts apply s 921E

BriefBridge searches Australian caselaw by meaning — every answer cited to the paragraph.