Section 921U — Corporations Act 2001 (Cth)

The following matters are specified in relation to a relevant provider and a Financial Services and Credit Panel:

(a) whether any of the following of the relevant provider has ever been suspended or cancelled:

(i) an Australian financial services licence;

(ii) an Australian credit licence, or a registration under the Transitional Act, within the meaning of the National Consumer Credit Protection Act 2009;

(b) whether any of the following has ever been made against the relevant provider:

(i) a banning order, or a disqualification order under Subdivision B of Division 8 of this Part;

(ii) a banning order, or a disqualification order, under Part 2‑4 of the National Consumer Credit Protection Act 2009;

(c) whether the relevant provider has ever been disqualified under this Act, or any other law of the Commonwealth or of a State or Territory, from managing corporations;

(d) whether the relevant provider has ever been banned from engaging in a credit activity (within the meaning of the National Consumer Credit Protection Act 2009) under a law of a State or Territory;

(e) whether the relevant provider has ever been linked to a refusal or failure to give effect to a determination made by AFCA;

(f) whether the relevant provider has ever been an insolvent under administration;

(g) whether, in the last 10 years, the relevant provider has been convicted of an offence;

(h) any relevant information given to ASIC, or an authority of a State or Territory, in relation to the relevant provider;

(i) whether, in the last 10 years, a Financial Services and Credit Panel has made an instrument under subsection 921K(1) in relation to the relevant provider;

(j) whether, in the last 10 years, a Financial Services and Credit Panel has given the relevant provider an infringement notice (unless the infringement notice was withdrawn);

(k) any other matter prescribed by the regulations;

(l) any other matter the panel considers relevant.

Related sections

• s 921R — Notices to Tax Practitioners Board about qualified tax relevant providers who are registered tax agents
• s 921S — Warnings and reprimands by ASIC
• s 921T — Warnings and reprimands by Financial Services and Credit Panels
• s 921V — Review of decisions etc.
• s 921W — Electronic communication of documents given by Financial Services and Credit Panels etc.
• s 921X — Electronic communication of documents given to Financial Services and Credit Panels etc.

Research how courts apply s 921U

BriefBridge searches Australian caselaw by meaning — every answer cited to the paragraph.