Section 941A — Corporations Act 2001 (Cth)

(1) A financial services licensee (the providing entity) must give a person a Financial Services Guide in accordance with this Division if the providing entity provides a financial service to the person (the client) as a retail client.

(2) This section has effect subject to section 941C.

(3) A person contravenes this subsection if the person contravenes subsection (1).

Note: This subsection is a civil penalty provision (see section 1317E).

Related sections

• s 940B — What if there is no reasonable opportunity to give a document, information or statement required by this Part?
• s 940C — How documents, information and statements are to be given
• s 940D — General approach to offence provisions
• s 941B — Obligation on authorised representative to give a Financial Services Guide if financial service provided to person as a retail client
• s 941C — Situations in which a Financial Services Guide is not required
• s 941D — Timing of giving Financial Services Guide

Research how courts apply s 941A

BriefBridge searches Australian caselaw by meaning — every answer cited to the paragraph.