Record of advice must be provided in certain circumstances
If: (a) the website disclosure information includes a statement to the effect that a client may request a record of further market‑related advice or advice to which subsection 946B(7) applies; and (b) the client is provided with advice to which that statement applies; and (c) the client has not already been provided with a record of that advice; the providing entity must comply with a request made in accordance with that statement for a record of that advice. Note: Failure to comply with this subsection is an offence (see subsection 1311(1)).
Sourced from the Federal Register of Legislation at 17 May 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au. Verify the current text against the official source before relying on it.
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