Section 952JA — Corporations Act 2001 (Cth)

(1) A financial services licensee, or an authorised representative of a financial services licensee, commits an offence if:

(a) the licensee or representative gives (see subsection (3)) a person a Cash Settlement Fact Sheet in circumstances in which it is required by a provision of this Part to be given to the person; and

(b) the Cash Settlement Fact Sheet does not comply with section 948E.

Note: Failure to comply with this subsection is an offence (see subsection 1311(1)).

(2) For the purposes of an offence based on subsection (1), strict liability applies to paragraph (b) of that subsection.

(3) In this section, give means give by any means (including orally), and is not limited to the meaning it has because of section 940C.

Related sections

• s 952H — Financial services licensee failing to ensure authorised representative gives disclosure documents or statements as required
• s 952I — Offences if a Financial Services Guide, Supplementary FSG or website disclosure information does not comply with certain requirements
• s 952J — Offence if a Statement of Advice does not comply with certain requirements
• s 952K — Offence if authorised representative gives out unauthorised Financial Services Guide, Supplementary FSG or website disclosure information
• s 952L — Offences if financial services licensee or authorised representative becomes aware that a Financial Services Guide, Supplementary FSG or website disclosure information is defective
• s 952M — Offence of unauthorised alteration of Financial Services Guide, Supplementary Financial Services Guide or website disclosure information

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