Section 964B — Corporations Act 2001 (Cth)

Application

This Subdivision applies where a financial services licensee, or a representative of a financial services licensee, provides financial product advice (the advice) to a person (the client) as a retail client.

Sourced from the Federal Register of Legislation at 17 May 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au. Verify the current text against the official source before relying on it.

Related sections

s 963P — Person covered by section 963M must pay amount etc. in accordance with regulations
s 964 — Application
s 964A — Platform operator must not accept volume‑based shelf‑space fees
s 964C — Application to a financial services licensee acting as an authorised representative
s 964D — Financial services licensees must not charge asset‑based fees on borrowed amounts
s 964E — Authorised representatives must not charge asset‑based fees on borrowed amounts

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