Section 991C — Corporations Act 2001 (Cth)

The regulations may do all or any of the following in relation to instructions received by financial services licensees to deal in financial products through licensed markets:

(a) impose requirements relating to the order in which instructions are to be transmitted to a licensed market or to another financial services licensee who is a participant in a licensed market;

(b) impose requirements relating to the order in which dealings that have been effected on a licensed market are to be allocated to instructions;

(c) prohibit the disclosure of instructions in specified circumstances.

Related sections

• s 990L — Qualified privilege for auditor etc.
• s 991A — Financial services licensee not to engage in unconscionable conduct
• s 991B — Financial services licensee to give priority to clients’ orders
• s 991D — Regulations may require records to be kept in relation to instructions to deal on licensed markets and foreign markets
• s 991E — Obligations of financial services licensee in relation to dealings with non‑licensees
• s 991F — Dealings involving employees of financial services licensees

Research how courts apply s 991C

BriefBridge searches Australian caselaw by meaning — every answer cited to the paragraph.