Section 892K — Corporations Act 2001 (Cth)

Risk assessment report

(1) For the purposes of monitoring compliance with, and the operation of, this Part, ASIC may, by giving the operator of a financial market written notice, require the operator:

(a) to cause a risk assessment report to be prepared in relation to the market in accordance with the requirements specified in the notice; and

(b) to give that report to ASIC by the time specified in the notice.

(2) The operator must comply with the notice.

Note: Failure to comply with this subsection is an offence (see subsection 1311(1)).

Sourced from the Federal Register of Legislation at 17 May 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au. Verify the current text against the official source before relying on it.

Related sections

s 892H — Accounting and reporting
s 892I — Division 3 arrangements—reporting in situations where compensation does not come out of a Part 7.5 regulated fund
s 892J — Regulations may provide for qualified privilege in respect of certain matters
s 893A — Exemptions and modifications by regulations
s 893B — Exemptions by ASIC
s 900A — Derivatives and transactions etc. to which this Part applies

Research how courts apply s 892K

BriefBridge searches Australian caselaw by meaning — every answer cited to the paragraph.

Try BriefBridge free